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Onproperidentificationoffunctionalcategories
Onproperi dent i f i cat i onoff unct i onalcat egori es Naot oTomi zawa (Li ) ngui s t i cs 1.I nt roduct i on I nt hemi ni mal i s tl i t er at ur e,whet heragi venel ementunder goesover tmovementornot hasbeengener al l yat t r i but edt ot heavai l abi l i t yoft hef or malf eat ur ess uchasas t r ong f eat ur eort heEPP-f eat ur e. Si ncet hes t r ong f eat ur eand t heEPP-f eat ur ear ebot h ),t f or mali nnat ur eandi nt ol er abl eatPF/LF-i nt er f ace(s heyhavet obeel i mi nat edf or t heder i vat i ont oconver ge(f ordet ai l s ,s eeChoms ky(1993;1994;1995)).Thegener al i za- 1頁 t i ont hatf ol l owsi st hatover tmovementi sobl i gat or i l yi nducedwhenevert her ei sas t r ong f eat ur eorEPP-f eat ur e. Thi sgener al i zat i oni sques t i onedi nas er i esofr es ear chbyLas ni k(1995;1999a;1999b; 新10回 2002年 3月 5日 2001),wher ehecl ai mst hatV i nEngl i s hus ual l yunder goesover tmovementt os at i s f yt he s t r ongf eat ur eont heupperV butr emai nsi ns i t uwi t houtchecki ngs uchaf eat ur ei nt he cas eofps eudogappi ng.Wi t ht hi sobs er vat i onheconcl udest hatt he PF-cr as ht heor y as Choms ky(1993)or i gi nal l ypr opos edi sval i dasami ni mal i s tappr oacht oover tmovement . Hi sanal ys i s ,however ,hasacoupl eofpr obl ems(t owhi chwewi l lr et ur ni ns ect i on 3. 2),t hought hef undament alcl ai mt hatanel ementwi t has t r ongf eat ur edoesnotal ways i nduceover tmovements t i l lhol ds .Wear et henexpect edt omakeexpl i ci tt hef ol l owi ng )t )anal t wopoi nt s :(i her eali nducerofover tmovementand(i i t er nat i veanal ys i sof ps eudogappi ng.I ti sar guedi nwhatf ol l owst hatover tmovementi snoti nducedbya s t r ong f eat ur eoran EPP-f eat ur e,butby t her equi r ementofpr operi dent i f i cat i on of KYOKO V151KIYO-14 紀要・横╱富澤直人 f unct i onalcat egor i es .Thepaperi sor gani zedasf ol l ows .Sect i on2pr opos est hei dent i f i cat i oncondi t i ononf unct i onalcat egor i es ,anddi s cus sr el at edques t i onsconcer ni nghead).Sect headmer gerandl i near i zat i on(wor dor der i on3deal swi t hps eudogappi ngphenom-mi Choms ky(2000)r ej ect st hi st ypeoff eat ur e-bas edappr oach,andadopt st hepr e ni mal i s tvi ew t hat cer t ai nf unct i onalcat egor i e smus thaves peci f i er(s eet heExt ended Pr oj ect i on Pr i nci pl ei n Choms ky (1981)). ( 112)197 山形大学紀要(人文科学)第15巻第1号 enai nEngl i s handi l l us t r at est hewayst opr oper l yi dent i f yv.Sect i ons4and5i l l us t r at es pr operi dent i f i cat i onofC andT,r es pect i vel y.Sect i on6concl udest hedi s cus s i on. 2.Propos al s :Properi dent i f i cat i on,l exi calamal gamat i on,andl i neari zat i onoperat i on I nhi si nt er es t i nganal ys i sofpar amet r i cpr oper t i esofwh-movement ,Si mps on(2000) pr opos est hatC sunder s peci f i edwi t hr es pectt ot hes t at usoft heC-headedCP asa [+Q]i y e s/no ques t i onorawh-ques t i on,andt hati tget sf ul l ys peci f i edasC enawh[wh]wh phr as ei sadj oi ned asi n Engl i s h ora ques t i on par t i cl e ne i smer ged asi n Chi nes e. Al t hought heor i gi noft hi sunder s peci f i cai oni snotdi s cus s edi nSi mps on,Iar guet hati t i sduet ot henat ur eoff unct i onalcat egor i es .Bei ngf unct i onali nnat ur e,t heycannots t and al one,andhencer equi r es omeot hers ubs t ant i veel ementt oi dent i f yt hem.Iwi l lpr opos e 2頁 t hef ol l owi ngi dent i f i cat i oncondi t i on,nots peci f i ct oCbutappl i cabl et oever yf unct i onal cat egor y. ⑴ I dent i f i cat i oncondi t i ononf unct i onalcat egor i es(I CFC) 新10回 2002年 3月 5日 Funct i onalcat egor i esmus tbepr oper l yi dent i f i ed. Pr operi dent i f i cat i onofaf unct i onalcat egor y(F)i scar r i edoutbyei t her(2a)or(2b). ⑵ b.Spec-hear dr el at i onbet weenF andXP,XP bei ngapr operi dent i f i er . Mer gerofF andX i n(2a)cannotbeapr oces st obecar r i edoutdur i ngt hecour s eof der i vat i on,becaus es uchamer gerdoesnotext endt het ar getphr as ei nvi ol at i onoft he ext ens i on condi t i on.Ther ef or e,t he pr oces si savai l abl e onl yi nt he pr e-s ynt act i c component .Es t abl i s hmentoft heSpec-headr el at i on,ont heot herhand,i sas ynt act i c pr oces s ,r equi r i ngei t herover tmovementofXP orover tmer gerofXP t oF. Iwi l lf ur t herpr opos et hatpr operi dent i f i cat i onenabl est her el evantFt oes t abl i s ht he f ol l owi ngr el at i onswi t hr es pectt ot hef or malf eat ur esofF (=FF(F)). ⑶ KYOKO V151KIYO-14 紀要・横╱富澤直人 a.Mer gerofF andX,X bei ngapr operi dent i f i er . a.FF(F)ent er sal ocalagr eementr el at i onwi t hFF(X)orFF(XP). ). b.FF(F)ent er sal ongdi s t anceagr eementr el at i onwi t hFF(Goal Thati st os ay,whenF andX ar emer ged,notonl yt hel ocalf eat ur echecki ngbet ween Fort heor et i calf oundat i onsofl ongdi s t anceagr eement ,s eeFr ampt onandGut man( 1999) ,Choms ky (2000),andChoms ky(2001). 198( 111) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa FF(F) and FF(X) butal s oal ong di s t ance f eat ur e checki ng bet ween FF(F) and ),i FF(Goal faGoali savai l abl e,i scar r i edout .Si mi l ar l y,whenF andXP es t abl i s ha Spec-headr el at i on,bot ht hel ocalf eat ur echecki ngbet weenFF(F)andFF(XP)anda )ar l ongdi s t ancef eat ur echecki ngbet weenFF(F)andFF(Goal ecar r i edout . Thi ss etofpr opos al shasanumberofcons equences .Fi r s t ,over tmovementi si nduci bl e byt heI CFC,wi t houtanybear i ngwi t hf or malf eat ur ess uchasas t r ongf eat ur eandEPPf eat ur e.I npr i nci pl e,ever yF hasanopt i ont oi nduceover tXP-movement(2b),s ot hat t her ol esas s i gnedt ot hes t r ongf eat ur eandEPP-f eat ur e,i . e. ,t hei nducementofover t movement ,ar es ubs umedundert heI CFC.Ther ef or e,t henot i onsofs t r ongf eat ur eand EPP-f eat ur e ar e el i mi nabl ef r om t he t heor y.Second,our f r amewor k al l ows over t movementwi t hnof eat ur echecki ng.Thi scoul dbeagoodcandi dat ef ort heexpl anat i on -l ofs cr ambl i ng phenomena,butwe l eave t he i s s ue open her e.Thi r d,cr os s i ngui s t i c var i at i oni nt heavai l abi l i t yofover tmovementi sduenott ot heavai l abi l i t yoft hes t r ong/ 3頁 EPP-f eat ur esbutt ot he avai l abi l i t y ofa pr operi dent i f i eroft he r el evantF i nt he -der l anguage.Four t h,t r ans i vat i onalvar i at i oni nt heavai l abi l i t yofover tmovementas di s cus s edbyLas ni k wi t hr es pectt ops eudogappi ngi sas cr i bedt ot heavai l abi l i t yofa 2002年 3月 5日 pr operi dent i f i eroft her el evantF i nt her el evantder i vat i on. 2. 1.Lexi calamal gamat i on Mer gerofF andX i n(2a)canneverbecar r i edoutdur i ngt hecour s eofder i vat i on, becaus es uchapr oces swoul dvi ol at et heext ens i oncondi t i on.Suchavi ol at i on,however , woul dnotoccuri ns of arast hes t r uct ur ebui l di ngpr oces shasnots t ar t ed.Hence,t he pr oces s ,whi chwewi l lcal ll exi calamal gamat i on, i sl i ci t l yappl i cabl et ol exi cali t ems i nt henumer at i on. 新10回 ⑷ Lexi calamal gamat i on appl i est ot wo di s t i nctl exi cali t ems(F and X) i nt he numer at i ont ogener at eanew,amal gamat edl exi cali t em F/X. Toi l l us t r at e,s uppos ewehaveanumer at i onasi n(5a).v canl exi cal l yamal gamat e KYOKO V151KIYO-14 紀要・横╱富澤直人 wi t hV t oyi el danew l exi cali t em v/V (her eaf t er ,V )asi n(5b).V r et ai nst het hemat i c /Cas i nf or mat i onofbot hV andv,t heagr eement ef eat ur esonv,andt hephonol ogi cal f eat ur eonV.Thi sl exi calamal gamat i onenabl esV t oent eral ongdi s t anceagr eement )i r el at i onwi t hFF(Goal fGoali savai l abl e.Thus ,atal at ers t ageoft heder i vat i onwhen (5c)i sf or med,t heaccus at i veCas ef eat ur eandagr eementf eat ur eonvcanent eral ong )i di s t anceagr eementr el at i onwi t hFF(Obj n(5c),wi t houti nduci ngover tmovementof ( 110)199 山形大学紀要(人文科学)第15巻第1号 [Spec,VP]. Obji nt o ⑸ …} a.Numer at i on{…,v,V,Obj , …} b.Numer at i on{…,V,N, c. VP V Obj I twi l lbecl earf r om t hecompar i s onof(5c)wi t ht hes t r uct ur eder i vedbyt het r adi t i onal l y as s umed oper at i on ofV-t o-v r ai s i ng i n (6)bel ow,t hatt heoper at i on ofl exi cal amal gamat i onaccompl i s hes ,wi t houti nduci ngover tmovement ,t hedi s pl acementpr oper t ywehaves of arat t r i but edt ohead-movement . ⑹ vP v/V VP t Obj Wi t ht hei nt r oduct i on oft heoper at i on ofl exi calamal gamat i on,t her ef or e,t hehead- 4頁 movementoper at i on,whi chi spr obl emat i ci nt hel i ghtoft heext ens i oncondi t i on,canbe di s pens edwi t h. 新10回 2002年 3月 5日 2. 2.Li neari zat i on Letusnow t ur nt oamor ecompl excas eandcons i dert hei s s ueofl i near i zat i on(wor d )i or der nourf r amewor k.I nt hecas eoft heder i vat i onofs ent enceJ ohnwi l lgi veabook t o Mar y,f orexampl e,t het r adi t i onalf r amewor k gener at est hevP-s t r uct ur ei n (7a), wher egi ve r ai s est o adj oi nt o v,whi l eourf r amewor k gener at es(7b)when l exi cal amal gamat i onofvandgi vei scar r i edout . ⑺ a. vP v/gi ve b. VP Goal VP Goal V t V V Theme Theme (V =amal gamat edf or m ofvandgi ve) I n(7a),wi t ht heover thead-movementofgi vet oadj oi nt ov,t hel i ne aror de rofg i v eGoal KYOKO V151KIYO-14 紀要・横╱富澤直人 Themei sobt ai ned.I n(7b),ont heot herhand,vandV hasamal gamat edl exi cal l ys ot hat -gi t hel i nearor deroft hes t r uct ur ewoul dunexpect edl ybeGoal ve-Themei fweappl yt he s amel i near i zat i onpr oces st hatwehaveappl i edt o(7a).Thi smi ghtcaus eapr obl em t o ourf r amewor k.Butt hepr obl em i sonl yappar ent ,becaus el i near i zat i onoper at i onss uch asKaynes(1994)Li nearCor r es pondenceAxi om (LCA)andi t svar i ant sar edi f f i cul tt o mai nt ai ni nourf r amewor k. 200( 109) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa Themos tdi s t i nct i veandat t r act i vepoi ntoft hecl ai mi nt hepr opos aloft heLCA and i t svar i ant si st hatt hei nf or mat i onofwor dor deri sr eadof foft heder i veds t r uct ur e,and notacondi t i ononbui l di ngphr as es t r uct ur es .Thus ,i nal anguagewher eover tobj ects hi f t i savai l abl easar guedt obet hecas ei nJapanes ei nKayne,t heor derofCompl ement Headi sr eadof foft heder i veds t r uct ur e,whi l eal anguagel i keEngl i s h,wher enoover t obj ects hi f ti savai l abl e,t heor derofHead-Compl ementi sobt ai ned.Theavai l abi l i t yof over tobj ects hi f ti nJapanes eandi t sunavai l abi l i t yi nEngl i s hi sduet ot hepar amet r i c val uesont hel i ghtver b:Japanes evhasas t r ong/EPP-f eat ur et oi nduceover tobj ects hi f t andEngl i s hvdoesnothaves uchaf eat ur e.Hence,wecoul dl oos el ys ayt hatt heval ues oft heheadpar amet erar ei ncor por at edi nt of unct i onalcat egor i ess uchasvi nt hef or m ofs t r ong/EPP-f eat ur esi nt het heor yandi t svar i ant s . I nourf r amewor k,however ,t henot i onsofs t r ong/EPP-f eat ur eshavebeendi s pens ed wi t h,s ot hati ti si mpos s i bl et of or mul at ea s t r ong/EPP-f eat ur e-bas ed l i near i zat i on 5頁 oper at i on.Onemi ghts ay t hatal t hough ourf r amewor k hasel i mi nat ed s t r ong/EPPf eat ur es ,i ts t i l lr et ai nst hedevi cet oi nduceover tmovement ,namel y,t hei dent i f i cat i on condi t i ononf unct i onalcat egor i es(I CFC),andt hatwecoul ddevi s eanI CFC-bas edLCA- 新10回 2002年 3月 5日 l i ke l i near i zat i on oper at i on.Thi ss eems t o be i mpos s i bl e,however ,becaus ei n our -movement -i f r amewor kt he pr es ence ofover t nduci ng f unct i onalcat egor y does not neces s ar i l ycor r el at ewi t ht heact ualover tmovement ,unl i ket het r adi t i onalconcept i onof s t r ong/EPP-f eat ur esasanobl i gat or yi nducerofover tmovement . Letus ,t hen,pr opos et het r adi t i onalhead-par amet erasacondi t i ononl i near i zat i onof phr as es t r uct ur es .Thi si si nl i newi t ht heLCA andi t svar i ant si nt hes ens et hatwor d or deri sr eadof foft heder i veds t r uct ur es .To t akean exampl e,cons i deran Engl i s h doubl eobj ectcons t r uct i on.Suppos evandV under goesl exi calamal gamat i ont of or m V, andt hent heV i smer gedwi t hi t scompl ement sThemeandGoals ucces s i vel y: ⑻ a.Amal gamat e(v,gi ve)→ V {V,Theme}} b.Mer ge(V,Theme) → VP={V, KYOKO V151KIYO-14 紀要・横╱富澤直人 ) c.Mer ge(VP,Goal → VP={V, {VP,Goal }} Theamal gamat i onofvandgi vei n(8a)makest hevpr oper l yi dent i f i edandenabl esi t t oent eral ongdi s t anceagr eementr el at i onwi t hr es pectt ot hef eat ur esi tr et ai nss uchas Letusas s umet hatt heor derofmer gerofmul t i pl ear gument si sgover nedbyt heThemat i cHi er ar chy (Agent >Goal >Theme). ( 108)201 山形大学紀要(人文科学)第15巻第1号 Accus at i veCas ef eat ur eandDat i veCas ef eat ur e.I tent er sal ongdi s t anceagr eement r el at i on wi t ht heAccus at i veCas ef eat ur eon Themei nt he s t r uct ur e gi ven i n (8b), [Spec,V P].Fur wi t houti nduci ngover tmovementofThemet o t her mor e,i tcanent era l ongdi s t anceagr eementr el at i onwi t hDat i veCas ef eat ur eonGoali nt hes t r uct ur ei n(8c) aswel lwi t houtanyover tmovement .Thust her ei snof ur t hermovementi ns of arasCas ef eat ur echecki ngi sconcer ned. [+i ]val Engl i s hhasa ni t i al uewi t hr es pectt ot heheadpar amet er ,s ot hatgi venahead, i tpr ecedesi t sar gument sr es i di ngwi t hi ni t smaxi malpr oj ect i on,i nt hel i ghtofl i near or der i ng.Ther ef or e,t hewor dor deri nf or mat i onwecanr eadof foft hes t r uct ur eVP i n (8b)i sV >Theme.I nt hes t r uct ur eVP i n(8c),al t hought hemer geri sbet weenVP and Goal ,weknow f r om t hel abel(=V )t hatt hehead oft hes t r uct ur ei sV.Thust he i nf or mat i onr eadof foft hes t r uct ur ei sV >Goal .Si nceourl i near i zat i onoper at i oni s concer nedonl ywi t ht her el at i onbet weenagi venhead(H)andi t sar gument swi t hi ni t s 6頁 maxi malpr oj ect i on(HP),i tdoesnotas s i gnanor deramongt hear gument swi t hi nt he HP,s ot hatt heor derofThemeandGoali n(8c)i sf r eei ns of arast heheadpar amet eri s -Themear concer ned.Thust heor der sV -Theme-GoalandV -Goal ebot havai l abl e.I t 新10回 2002年 3月 5日 s eemst hatt hechoi cebet weent het woor der si sgover nedbyvar i ousf act or ss uchasf ocus andmaybeavai l abi l i t yofDat i veCas e. Ani mmedi at econs equenceoft hi sanal ys i si st hebi ndi ngf act sobs er vedbyBur zi o (1986)andot her s ,wher ei ti ss hownt hatt heGoalar gumentcanf unct i onasanant ecedentf ort heel ement swi t hi nt heThemear gumentwhet hert heGoalar gumenti sr eal i zed asPP i n(9a)orDP i n(9b). ⑼ a.? Johngaves omepi ct ur esofeachot hert ot heki ds .(Bur zi o(1986:213)) b.Is howedt hepr of es s or seachot herss t udent s .(Bar s sandLas ni k(1968:347)) Letusnot eher et hatal t hought heder i vat i oni l l us t r at edi n(8)al l owsf ort wodi f f er ent wor dor der s ,i tdoesnotgi veust wodi f f er entc-commandr el at i ons .Whet hert hewor d -Theme,t or deri sV -Theme-GoalorV -Goal her ei snoambi gui t yi nt hec-command KYOKO V151KIYO-14 紀要・横╱富澤直人 r el at i onbet weenThemeandGoal :t hel at t eras ymmet r i cal l yc-commandst hef or mer . Thi si sbecaus e unl i ke t he l i nearor derr el at i on,t he hi er ar chi cal(i . e. ,c-command) Abs t r act i ngawayt hecat egor i caldi f f er enceoft heGoalar gumentbet ween(9a)and(9b),wepos i tno s t r uct ur aldi f f er encesbet weent hem:t het wos t r uct ur esar eexact l yt hes amei ns t r uct ur alt er ms . Thus , t he accountoft hebi ndi ngf act sdoesnotr equi r es uchdevi c esas l i ghtpr edi cat er ai s i ng pr opos edbyLar s on (1988) 202( 107) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa r el at i oni sr eadof foft hes t r uct ur eateacht i met heoper at i onofmer gei sappl i ed(s ee Eps t ei ne tal .(1998)).Thet hemat i chi er ar chyens ur est hatThemei st hef i r s tt omer ge wi t ht hever bandGoali smer gedwi t ht her es ul t i ngcompl exs ynt act i cobj ect .Thus ,when V andThemei smer gedasi n(8b),t hec-commandr el at i onwecanr eadof fi st hatt hey s ymmet r i cal l y c-command each ot her .When t her es ul t i ng compl ex VP mer geswi t h Goalasi n(8c),weobt ai nt hec-commandi nf or mat i ont hatVP andGoals ymmet r i cal l y c-commandeachot her .Si nceGoalc-commandsVP andVP cont ai nsThemewi t hi ni t , i ti sconcl udedt hatGoalas ymmet r i cal l yc-commandsTheme. I fwet r yt oexpr es st heder i vat i onsi nt wo-di mens i onalt r eedi agr ams ,t heywoul dbe asi n(10a, b). ⑽ a. VP VP V b. Goal Theme VP VP V Goal Theme 7頁 (10a)i sas t r uct ur ewher eGoalc-commandsandi spr ecededbyTheme,whi l e(10b)i s as t r uct ur ewher e Goalc-commandsand pr ecedesTheme.Bot h ar e al l owed i n our f r amewor k.Cr os s edbr anchesasi n(10b)havet r adi t i onal l ybeenr ej ect edasas er i ous 新10回 2002年 3月 5日 dr awbacki nt het heor y,buti nourf r amewor kt heydoesnotgi ver i s eas er i ouspr obl em, becaus et hepoi nt swhent hehi er ar chi cal(c-command)r el at i onandt hel i nearor derar e r es pect i vel yr eadof far edi f f er entf r om eachot her :t hef or merr el at i oni sr eadof fateach t i me t he oper at i on ofmer geri sappl i ed,whi l et he l at t eror deri sr ead off r om t he s t r uct ur egener at ed. 2. 3.Lexi calamal gamat i onandproperi dent i f i cat i on Lexi calamal gamat i on i san oper at i on f r eel y appl i ed t ot wo di s t i nctl exi cali t ems i ns of arast heappl i cat i onwoul dnotl eadt os omef eat ur econf l i ct .Ones uchconf l i ctar i s es whenbot hoft hel exi cali t emshavephonol ogi calf eat ur esoft hei rown:wedonothave anamal gamat edf or m ofe atpi z z a,f orexampl e.Thus ,ei t herorbot hoft het wol exi cal KYOKO V151KIYO-14 紀要・横╱富澤直人 i t emsmus tbephonol ogi cal l yempt yf orl i ci tl exi calamal gamat i on. Ther el at i vel yf r eeappl i cat i on ofl exi calamal gamat i on t of unct i onalcat egor i esF, however ,doesnotal waysl ead t o pr operi dent i f i cat i on ofF.Thati st os ay,pr oper Appar e ntexcept i onst ot hi scondi t i onar evar i ousf or msofcont r act i ons uchasi s nt ,t hi nksi nWhodo y out hi nksout s i de ?(Bar s s(1995:681))ands oon,whi c hwewi l lnotdealwi t hher e. ( 106)203 山形大学紀要(人文科学)第15巻第1号 i dent i f i er sofFar er es t r i ct ed.Bei ngf unct i onali nnat ur e,Fr equi r ess ubs t ant i veel ement s i n or dert o bepr oper l yi dent i f i ed.Thus ,v can bepr oper l yi dent i f i ed when l exi cal l y amal gamat ed wi t h V,aswehaveal r eady s een i n (6-8),butcan neverbe pr oper l y i dent i f i edwhenamal gamat edwi t h,s ay,T.Lexi calamal gamat i onofvandT i sofcour s e pos s i bl e,butdoi ng s o doesnotamountt o pr operi dent i f i cat i on ofv,s ot hatf ur t her oper at i oni scal l edf ori nor derf ori tt obepr oper l yi dent i f i ed.Thus ,XP-movementt o [Spec,vP]i si nducedt omakev pr oper l yi dent i f i ed.Theobj ects hi f tphenomenaar e t ypi calexampl esofpr operi dent i f i cat i onofvbyover tXP-movement . T,ont heot herhand,s el ect saf unct i onalcat egor yvasi t scompl ement ,s ot hati ti snot pr oper l yi dent i f i ed when i ti sl exi cal l y amal gamat ed wi t h v.Nei t heri si tpr oper l y i dent i f i edt hr oughl exi calamal gamat i onwi t ht hemodalel ement ss uchaswi l landc anor t hedummyel ementdoandi t svar i ant s .T i sofcour s epr oper l yi dent i f i edbyXP i ni t s s peci f i erpos i t i on.Li keT,Cs el ect saf unct i onalcat egor y(T)asi t scompl ement .Hence, 8頁 C/T amal gamat i ondoesnothavet heef f ectofpr operi dent i f i cat i onofC.I nl i newi t ht he )i i nt ui t i onofSi mps on(2000),Iwi l lpr opos et hatCi spr oper l yi dent i f i edasC f(i ti s [wh]i l exi cal l yamal gamat edwi t hs o-cal l edwh-s copemar ker ss uchasnei nChi nes eandi t s KYOKO V151KIYO-14 紀要・横╱富澤直人 新10回 2002年 3月 5日 count er par tkai nJapanes e,or(ⅱ)awh-el ementmovesi nt oi t ss peci f i erpos i t i onasi n Engl i s hwh-movement .I fCi sl exi cal l yamal gamat edwi t hs uchel ement sasEngl i s ht hat , ont heot herhand,i ti spr oper l yi dent i f i edasC [decl ar at i ve]. 3.Ps eudogappi ng:acas ef orproperi dent i f i cat i onofv Thi ss ect i onar guest hatourpr opos alofpr operi dent i f i cat i ongi vesanexpl anat i ont o t hephenomenaofps eudogappi ng.Wef i r s ts eeLas ni ksaccountoft hephenomena,poi nt outpr obl emswi t hhi saccount ,andpr es entoural t er nat i veaccountont hebas i sofpr oper i dent i f i cat i on,andt hengi vesf ur t herempi r i calar gument sf orouranal ys i sf r om Ger man andJapanes e. 3. 1.Las ni ks(1995:1999a;1999b;2001)anal ys i s Fol l owi ngKoi zumis(1995)s pl i tVPhypot hes i s ,Las ni kas s i gnst hes ent ence(11a)t he ) under l yi ngphr as es t r uct ur ei n(11b. 204( 105) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa a.Webel i eveBob b. Agr SP Agr S TP T VP we V V Agr OP Agr O Agr O bel i eve VP Bob Bot hAgr O andt heupperV haves t r ongf eat ur est oat t r actBobandbe l i e ve,r es pect i vel y. Her e,hef ol l owsOchi(1999)i nas s umi ngt heappr oacht oover tmovementont hebas i s oft her epai rs t r at egy.Over tXP-movementofX t oF i sat wo-s t ep pr ocedur e:f i r s t , FF(X)adj oi nst oF f ort hepur pos eoff eat ur e-checki ng,whi chmakesX phonol ogi cal l y 9頁 def ect i veandunpr onounceabl ebecaus et her el evantf eat ur esar es cat t er ed,andt hent he [Spec,F]t r es tofX makesapi ed-pi pi ngmovementt o or epai rt hef eat ur e-s cat t er ed s t r uct ur e.Wi t ht hi si nmi nd,l etusr et ur nt o(11b).TheupperV f i r s tat t r act sFF(be l i e ve), 新10回 2002年 3月 5日 andt hent her es ul t i ngf eat ur esofbe l i e vemakesapi ed-pi pi ngmovementt oadj oi nt oV, bywayoft hei nt er veni ngAgr O.Agr O,ont heot herhand,at t r act sFF(Bob),andt he [Spec,Agr r es ul t i ngf eat ur escons t i t ut i ngt heel ementBob under goesmovementt o O]. Henceweobt ai nt heexpect edwor dor derofwe-be l i e ve-Bob. Las ni k ar guest hatt hephonol ogi cal l y def ect i vebe l i e vecaus ed by t heat t r act i on of FF(be l i e ve)byt heupperV canavoi dsPF-cr as hwi t houti nduci ngt hes ubs equentover t movementoft her emai ni ngbe l i e vet ot heupperV:del et i onoft hebe l i e ve-headedVP, whi ch er as est heof f endi ng el ement .Then wehavea ps eudogappi ng cons t r uct i on as i ndi cat edi n(12). a.Youmi ghtnotbel i eveme,butyouwi l lBob b. ...VP KYOKO V151KIYO-14 紀要・横╱富澤直人 we V V Agr OP Bob Agr O Agr O Thus ,t hes t r ongf eat ur eont heupperV doesnotal waysi nduceover tmovement . ( 104)205 山形大学紀要(人文科学)第15巻第1号 Br ani gan(1992)cas t sdoubtononeoft hei mpor t antcomponent sofhi sanal ys i s :t he [Spec,Agr avai l abi l i t yoft heover tmovementofobj ectt o OP]i nEngl i s h,poi nt i ngout t hats uch a movementwoul d makeext r act i on f r om wi t hi nt hemoved obj ectphr as e [Spec,Agr s ever el ydegr adedj us tasext r act i onf r om wi t hi n SP]i s . Las ni ks ol vest hi spr obl em wi t ht hes t i pul at i ont hatt heCED ef f ect sr es ul t sf r om aban onext r act i onf r om wi t hi nθ-r el at edpos i t i ons ,wher eX i sdef i nedasaθ-r el at edpos i t i on )X i f oraθ-r ol e-as s i gni ngheadH ats omepoi ntoft heder i vat i oni f f(i sanar gumentof H and(ⅱ)X andH es t abl i s hesaSpec-headorhead-compl ementr el at i onatt hepoi nt oft heder i vat i on.I nt het ypi calexampl eofext r act i onf r om wi t hi nt hes hi f t edobj ect phr as easi n(13a),s e l e c thasbeenr ai s edt oadj oi nt ot heupperV bywayofAgr O,and [Spec,Agr api c t ur eofwhohasmovedi nt o OP].Thus ,atapr i ors t ageoft heder i vat i on wehavet hes t r uct ur e(13b),wher es e l e c thasadj oi nedt oAgr O andapi c t ur eofwhohas [Spec,Agr movedi nt o OP]. 10頁 [api ] a.Whodi dyous el ect ct ur eof b. ...VP you V V DP 5日 2002年 3月 新10回 Agr OP api ct ur eofwho Agr O /Agr s el ect O VP t t Her es e l e c tandapi c t ur eofwhoes t abl i s hesaSpec-headr el at i on,s ot hatt hepos i t i ona pi c t ur eofwhooccupi escount sasaθ-r el at edpos i t i onandhenceext r act i onf r om wi t hi n t hi spos i t i ondoesnotgi ver i s et oaCED ef f ect .I nt heECM cons t r uct i onsl i ke(14)bel ow, ont heot herhand,ext r act i onf r om wi t hi nt hes hi f t edobj ecti sdegr aded,becaus et he s hi f t edobj ectdoesnothaveanyθ-t heor et i cr el at i onwi t ht hemat r i xver bbe l i e ve. [api ]t ? ? Whodi dyoubel i eve ct ur eof ohavebeens el ect ed Las ni kf ur t hercl ai mst hathi saccountoft heCED ef f ect ss uppor t shi sanal ys i soft he KYOKO V151KIYO-14 紀要・横╱富澤直人 ps eudogappi ngphenomena.Cons i der(15). [apor ],andwhowi [api ] ?Whowi l lBi l ls el ect t r ai tof l lSus an ct ur eof Whyi st hi ss ent enceungr ammat i cal ?Las ni kpr ovi desaneataccount .Aswehaves een above,ps eudogappi ng i s a del et i on ofVP i nvol vi ng s uch a ver bt hathas become phonol ogi cal l ydef ect i vebecaus eoft hepr i orat t r act i onofFF(V)byt heupperV.Hence t hedef ect i veV hasnotr ai s edatal l ,s ot hatt her ai s edobj ect scannotes t abl i s haSpec206( 103) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa head r el at i on wi t ht heθ-r ol e-as s i gni ng def ect i veV and hencecannotcountasaθr el at i onwi t hr es pectt ot hever bs e l e c t . Tos ummar i ze,t heps eudogappi ngcons t r uct i onandnon-el i dedcons t r uct i onar eder i vedf r om t hes ameunder l yi ngs t r uct ur e.Thedi vi di ngpoi nti swhet hert hephonol ogi cal l ydef ect i veV get sdel et edorunder goesover tmovementt or epai rt hedef ect i ves t r uct ur e. 3. 2.Probl emswi t ht heanal ys i s Ther ear eanumberofpr obl emswi t h hi sanal ys i s .Fi r s t ,asLas ni k (1995:not e4) admi t shi ms el f ,hi sanal ys i swr ongl ypr edi ct st hati nl anguageswi t hover tV-r ai s i ngt o [Spec, Agr S,noCED ef f ect sar eexpect ed,becaus eover tmovementofV t oAgr Smakes Agr SP]aθ-r el at edpos i t i on. Second,i nGer man,f orexampl e,over t l ys hi f t edobj ect scons t i t ut eabar r i erf orext r act i onf r om wi t hi nt heobj ect s . 11頁 PP-ext r act i on(Mul l er(1995)) [̈ a. Uberwen] hadderFr i t zder [ei ]gegeben?(Obj ) Anna nBucht ect aboutwhom hast heFr i t zt he+DatAnna a book 新10回 2002年 3月 5日 [̈ [ei ]der b. Uberwen]hadder Fr i t z nBucht about whomhast heFr i t z a book gi ve n ) Annagegeben?(Shi f t edobj ect +DatAnnagi t he ve n [abookt ]t Aboutwhom di dFr i t zgi ve oAnna? Subext r act i on a.Was hatderFr i t zden [tf ) Leut en urBr i ef e]ges chi ckt ?(Obj ect whathast heFr i t zt he-Datpe opl e b.Was hatderFr i t zden f orl e t t e r s e nt [tf ) Leut en urBr i ef e]ges chi ckt ?(Shi f t edobj ect whathast heFr i t zt he-Datpe opl e f orl e t t e r s e nt [tl ]t Li t :Whatdi dFr i t zs end et t er ot hepeopl e Si nceGer mani sat ypi calover tV-r ai s i ngl anguage,t hedegr adeds t at usofext r act i on f r om wi t hi nt hes hi f t edobj ect scons t i t ut esapr obl em t oLas ni ksanal ys i s . KYOKO V151KIYO-14 紀要・横╱富澤直人 I naddi t i ont ot hes epr obl ems ,t her ei sf ur t herr eas onhi sanal ys i scannotbemai nt ai ned i nourt heor y.Hi sanal ys i spr es uppos est heavai l abi l i t yofV-r ai s i ng,butt hi soper at i on i snotf or mul abl ei nourf r amewor kbecaus eoft her es t r i ct i oni mpos edbyt heext ens i on condi t i on. ( 102)207 山形大学紀要(人文科学)第15巻第1号 3. 3.Properi dent i f i cat i onofv i nps eudogappi ngcons t ruct i ons Weas s umet hati n ps eudogappi ng cons t r uct i onst heel i ded V i ss el ect ed f r om t he Lexi con wi t h a def ect i vephonol ogi calf eat ur e.Letmepr opos et hats uch a def ect i ve el ementcannotent er t ai nal exi calamal gamat i on pr oces s ,s ot hatv/V[def]amal gam i s neverf or med.I nt hecas eof(18),t hen,t heder i vat i onpr oceedsasi n(19). Youmi ghtnotbel i eveme,butyouwi l lBob a. VP b. vP Bob V[def] v c. vP VP V[def] Bob Bob d. vP vP v Bob VP V[def] vP v [e] t Fi r s t ,t hedef ect i veV[def]andi t sar gumentar emer gedasi n(19a).Then,v andVP i s mer gedasi n(19b).Si ncevmus tbepr oper l yi dent i f i ed,i ti nducesover tmovementofBob t oi t ss peci f i erpos i t i on asi n (19c).Ata l at ers t ageoft heder i vat i on t hemaxi mal 12頁 pr oj ect i onheadedbyt hedef ect i veV i sel i dedasi n(19d). I nt hecas eofnon-el i deds ent ences uchast hef i r s tconj unctoft heexampl ei n(18),t he mai nver b(be l i e ve)i sdr awnf r om t heLexi conwi t haf ul l ys peci f i edphonol ogi calf eat ur e. 新10回 2002年 3月 5日 Then v/V amal gamat i on makest he v pr oper l yi dent i f i ed,s ot hatno f ur t herover t movementi si nduced.Thus ,t hes t r uct ur ei ss i mpl yasi n(20). VP v/V Bob Thi sanal ys i sgi vesa s t r ai ght f or war d ans wert ot heques t i on ofCED ef f ect s .For expos i t or ypur pos es ,l etusas s umeas i mpl eaccountoft heCED ef f ect s :ext r act i oni s pos s i bl eonl yf r om wi t hi nθ-pos i t i ons .I nt hecas eofext r act i onf r om wi t hi n r egul ar obj ect sasi n(20),noCED ef f ect sar i s ebecaus et heobj ectpos i t i oni saθ-pos i t i on.I nt he cas eofext r act i onf r om t heobj ecti nps eudogappi ngcons t r uct i ons ,ont heot herhand,t he obj ecthasmovedt ot hes peci f i erpos i t i onoft hel i ghtver b,becaus et hemai nver b,bei ng phonol ogi cal l ydef ect i ve,cannotpr oper l yi dent i f yt hel i ghtver b.Si ncet heobj ecthas KYOKO V151KIYO-14 紀要・横╱富澤直人 movedt ot hes peci f i erpos i t i onoft hef unct i onalcat egor y(her e,v),weexpectext r act i on f r om wi t hi nt hephr as et o bedegr aded,j us tasext r act i on f r om wi t hi nt he s peci f i er Si nceobj ectdoesnotunder goover tobj ects hi f t ,weas s umeabur dent oaccountf ort hebi ndi ngf act s Las ni kandSai t o(1991)pr es entasapi eceofevi dencef ort heexi s t e nc eofs uchover ts hi f ti nEngl i s h.See Gr ani gan(1992)f oranat t emptt oaccountf ort hebi ndi ngf act swi t houti nvoki ngover tobj ec ts hi f t . 208( 101) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa pos i t i onofT i sdegr aded.Aswehaves eeni n(15),r epeat edas(21),t hi sexpect at i oni s bor neout . [apor ],andwhowi [api ] ?Whowi l lBi l ls el ect t r ai tof l lSus an ct ur eof Ext r act i onf r om wi t hi nt heECM s ubj ecti sexpect edt obehavej us tl i keext r act i onf r om wi t hi nt hes hi f t edobj ectwi t hr es pectt ot heCEDef f ect s ,becaus ebot hext r act i ondomai ns ar enon-θ-pos i t i ons .Thi saccor dswel lwi t ht hef actgi veni n(14),r epeat edher eas(22). [api ]t ? ? Whodi dyoubel i eve ct ur eof ohavebeens el ect ed 3. 4.Ext ract i onf act si nGerman Ger man ext r act i on f act sIhavepr es ent ed asa pi eceofevi denceagai ns tLas ni ks anal ys i sar eal s oexpl ai nedi nourf r amewor k.Suppos et hati nGer man,l exi calamal gamat i onofv andV i scompl et el yopt i onal .Whent heyar el exi cal l yamal gamat ed,v i s pr oper l yi dent i f i ed,s ot hatFF(v)can ent era l ong di s t anceagr eementr el at i on wi t h 13頁 ).Thus FF(Goal ,t heder i vat i onoft hebas i cs t r uct ur eofGer mandoubl eobj ectcons t r uct i onsl ooksl i ke(23),wher eV i saamal gamat edf or m ofvandV. a. VP KYOKO V151KIYO-14 紀要・横╱富澤直人 新10回 2002年 3月 5日 V b. Theme VP Goal VP V Theme Ext r act i onf r om wi t hi nThemei sal l owed,asi n(16a)and(17b),r epeat edas(24a,b), r es pect i vel y. [̈ a. Uberwen]hadderFr i t zder [ei ]gegeben?(Obj ) Anna nBucht ect aboutwhom hast heFr i t zt he+DatAnnaabook a.WashatderFr i t zden gi ve n [tf ) Leut en urBr i ef e]ges chi ckt ?(Obj ect whathast heFr i t zt he-Datpe opl e f orl e t t e r s e nt WhenvandV doesnotunder gol exi calamal gamat i on,t heder i vat i onpr oceedsasi n (25),wher eV i smer gedwi t hThemeandt henGoal ,t her es ul t i ngs t r uct ur et henmer ges [Spec,vP]t wi t hv,andt heThemeel ementmovesi nt o opr oper l yi dent i f yv. [+l ]wi I nGer man,Bot hvandV ar es peci f i edas as t t hr es pectt ot heheadpar ame t er .Thus ,i fwe l i near i zet hes t r uct ur ei n(2 3),V becomest hel as te l ement . ( 100)209 山形大学紀要(人文科学)第15巻第1号 a. VP Goal b. vP VP V v c. vP VP Theme Goal Theme VP V vP v VP Theme Goal VP V t TheThemeel ementi n(25c)occupi esanon-θ-pos i t i on.Thusext r act i onf r om wi t hi nt he el ements howsCED ef f ect sasi n(16b)and(17b),r epeat edher eas(26a,b). [ei ]der a.[̈ Uberwen] hadderFr i t z nBucht aboutwhom hast heFr i t z a book Anna gegeben? t he+DatAnnagi ve n (Shi ) f t edobj ect b. WashatderFr i t zden [tf ) Leut en urBr i ef e]ges chi ckt ?(Shi f t edobj ect whathast heFr i t zt he-Datpe opl e f orl e t t e r s e nt 14頁 3. 5.VP-del et i oni nJapanes e Japanes eal l owst woki ndsoff l oat i ngquant i f i er s .I n(27a),t hequant i f i ergoko(f i ve+ )appear Cl as s i f i er sr i ghtt oi t ss emant i chos tmi kan(or ange),whi l ei n(27a),i tappear s 新10回 2002年 3月 5日 t oi t sl ef t . a.John-ga mi kan-o ki noo gokot yuumons i t a J ohn-Nom or ange-Ac cy e s t e r dayf i ve or de r e d b.GokoJohn-ga mi kan-o t yuumons i t a Fi ve J ohn-Nom or ange-Ac cor de r e d Johnor der edf i veor anges(yes t er day). Accor di ngt oSpor t i ches(1988)anal ys i soff l oat i ngquant i f i er s ,bot hmi kan-oandgoko i n(27a)ar ebas e-gener at edatt hecompl ementpos i t i onoft hever b,andonl ymi kan-ohas movedoutoft hepos i t i on.I n(27b),wepr es umet hatwhatunder goesover tmovement woul dnotbemi kan-obutgoko. I ft hi si sont her i ghtt r ack,t henweconcl udef r om t hef acti n(27b)t hatt heobj ecti n KYOKO V151KIYO-14 紀要・横╱富澤直人 Japanes er emai nsi nt hecompl ementpos i t i onoft hes el ect i ngver b.Bear i ngt hi si nmi nd, cons i dert hef ol l owi ngs etofs ent ences . 210( 99) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Jukkoboku-war i ngo-o t yuumons ur u Tomi zawa kedo, I-Topi c appl e-Ac cbe-goi ng-t oor de rt hough t e n -wa[mi a.gokoki mi kan-o] t yuumons i mas u ka f i ve y ou-Topi cor ange-Ac cbe-goi ng-t o-or de rQ Im goi ngt oor dert enappl es ;ar eyougoi ngt oor derf i veor anges ? -wa[mi b.?gokoki mi kan-o] des uka f i ve y ou-Topi cor ange-Ac cdo Q Im goi ngt oor dert enappl es ;ar eyougoi ngt of i veor anges ? -wa[mi c.?gokoki mi kan]des uka f i ve y ou-Topi cor ange do Q Im goi ngt oor dert enappl es ;ar eyougoi ngt of i veor anges ? -wa[mi ki mi kan-o] t yuumons i mas u d.nanko ka how manyy ou-Topi cor ange-Ac cbe-goi ng-t o-or de rQ 15頁 Im goi ngt oor dert enappl es ;how manyappl esar eyougoi ngt oor der ? -wa[mi ki mi kan-o] des uka e. nanko how manyy ou-Topi cor ange-Ac cdo Q 新10回 2002年 3月 5日 Im goi ngt oor dert enappl es ;how manyor angesar eyougoi ngt o? how manyy ou-Topi cor ange do Q Im goi ngt oor dert enappl es ;how manyor angesar eyougoi ngt o? ) ar Sent ences (28b,c,e,f e degr aded.Thes es ent ences (ⅰ) i nvol ve ext r act i on of /ques quant i f i er s t i on wor ds f r om wi t hi n t he obj ect phr as es and (ⅱ) cont ai ns phonol ogi cal l ynul lver balel ement s .I nourt heor yt hes ef act sar egi venexact l yt hes ame account we have gi ven t ot he ps eudogappi ng phenomena i n Engl i s h.Si nce V i s phonol ogi cal l ydef ect i ve,i tcannotbel exi cal l yamal gamat edwi t hv.Thus ,t heder i vat i on pr oceedsasi n(29),wher eQP s t andsf orgoko/nanko. a. VP V[def] KYOKO V151KIYO-14 紀要・横╱富澤直人 -wa[mi ki mi kan]des uka f . nannko b. DP mi kan-o vP c. v VP QP V[def] vP DP DP mi kan-o QP mi kan-o QP vP v VP V[def] t I nor derf orvt obepr oper l yi dent i f i ed,i ti nducesover tmovementofDPt oi t ss peci f i er pos i t i onasi n(29c).TheVP headedbyt hedef ect i veV[def]i sl at erdel et ed. Si ncet he r ai s edDP occupi esanon-θ-pos i t i on,ext r act i onofQP (goko/nanko)f r om wi t hi nt he ( 98)211 山形大学紀要(人文科学)第15巻第1号 phr as egi vesr i s et oCED ef f ect s . 4.Properi dent i f i cat i onofC Ci spr oper l yi dent i f i edasei t herC rC dependi ngont henat ur eoft hepr oper [wh]o [dec], i dent i f i er s .Letusf i r s texami neC Japanes eand Chi nes ehaves o-cal l ed wh-s cope [wh]. mar ker s(kaandne),whi chi fl exi cal l yamal gamat edwi t hC,makeCpr oper l yi dent i f i ed asC Asar es ul t ,FF(C sabl et oent eral ongdi s t anceagr eementr el at i onwi t hFF [wh]. [wh])i (Goal ).I ncont r as t ,Engl i s hdoesnothaves uchawh-s copemar ker ,s ot hatC r equi r es over tmovementofa wh-phr as ei n or dert o be pr oper l yi dent i f i ed asC n bot h [wh].I Japanes e/Chi nes eandEngl i s h,onceC i spr oper l yi dent i f i edasC no f ur t herover t [wh], movementofwh-phr as esi sr equi r ed,becaus et hepr operi dent i f i cat i onenabl esC o [wh]t ).Thus ent eral ongdi s t anceagr eementr el at i onwi t hFF(Goal ,i nJapanes e/Chi nes e,al l 16頁 t hewh-phr as esr emai ni ns i t u,whi l ei nEngl i s honl yonewh-phr as ei sover t l ymovedand t her emai ni ngwh-phr as es ,i fany,s t ayi ns i t u. I fC under goesl exi calamal gamat i on wi t h a non-wh-s cope mar ker ,i ti spr oper l y 新10回 2002年 3月 5日 i dent i f i edasC I nEngl i s h,l exi calamal gamat i onofC wi t ht hatmakesC pr oper l y [dec]. i dent i f i edasC andenabl esi tt oent eral ongdi s t anceagr eementr el at i onwi t hFF [dec], (Goal ).Thi -adj sl ongdi s t anceagr eementbet weent hat oi nedC nds omeel ementi n [dec]a t hes t r uct ur edoesnotmani f es ti t s el fi nEngl i s hbecaus eoft hepoors ys t em ofagr eement mor phol ogy i nt hel anguage.I ns omeDut ch di al ect s ,on t heot herhand,s uch a l ong di s t anceagr eementi smani f es t ed. a.. . [ . -e [ dat C [dec]- -t ]] wi js peul (Eas tNet her l andi c) -1PL we pl t hat ay-1PL b.. . [ . -de [ dat C [dec]- ]] gul l i ekom-t (Br ) abant s -2PL y t hat ou c ome-2PL c.. . [ . -φ-j[ dat C [dec]- gi e wer kgao-t een]] (Wes tFl emi s h) KYOKO V151KIYO-14 紀要・横╱富澤直人 -2SG-s t hat c ly ouwor k go-2SG have Si nceC spr oper l yi dent i f i ed by l exi calamal gamat i on wi t h dat ,i tent er sa l ong [dec]i di s t anceagr eementr el at i onwi t hT andt heagr eementi smor phol ogi cal l ys pel l edout . 212( 97) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa 5.Properi dent i f i cat i onofT I nt het r adi t i onalanal ys es ,T hasas t r ong/EPP-f eat ur eandi t ss peci f i erpos i t i oni s al waysf i l l edbyei t herover tmovementofs ubj ectasi n(31a)orexpl et i vei ns er t i onasi n (31b). [ a. [ wi [t ] John l l buyt hebook]] [ b. [ wi [bes ] ]] t her e l l omeonebehi ndt hecar /i I nourt heor y,t hi sover tmovement ns er t i oni sat t r i but edt ot her equi r ementofpr oper i dent i f i cat i onofT. I nt hecas eofwh-ques t i ons ,T canbel exi cal l yamal gamat edwi t hC.Thenwemay haveas t r uct ur e(32b)f ort hes ent ence(32a),atacer t ai ns t ageoft heder i vat i on.(CT ) s t andsf oral exi cal l yamal gamat edf or m ofT andC. a.Whowi l lbuyt hebook 17頁 [ b. [ c. [ [VP who ] [V buy]t wi l l hebook]] [ who [VP t [V buy]t ] wi l l hebook]] 新10回 2002年 3月 5日 ) I n(32b),nei t herT norCcanpr oper l yi dent i f yt heot her ,s ot hataddi t i onaloper at i on(s [Spec,CTP]asi ar er equi r edt opr oper l yi dent i f yt hem.Over tmovementofwho t o n (32c)gi vesawel comer es ul t :(ⅰ)T get spr oper l yi dent i f i edandent er sal ocalagr eement r el at i onwi t hFF(who),and(ⅱ)C get spr oper l yi dent i f i edasC ndent er sal ocal [wh]a agr eementr el at i onwi t hFF(who).Asacons equenceofT/Camal gamat i on,t her ef or e,we [Spec, donotneedt opos i tavacuousmovementoper at i onofwhof r om[Spec,TP]t o CP]. Letusnow cons i derawh-s ent encei nwhi chawh-phr as eor i gi nat esi napos i t i onot her t hant hel ocals ubj ectpos i t i on,asi n(33a),whi chhasas t r uct ur ei n(33b)ats omepoi nt dur i ngt hecour s eofder i vat i on. a.Whatwi l lyoubuy KYOKO V151KIYO-14 紀要・横╱富澤直人 b.[ [ [VP you ] [V buy]what ]] wi l l )ar Her e,nei t herC norT i spr oper l yi dent i f i ed,s ot hatover tmovementoper at i on(s e cal l edf or .Bef or epr oceedi ngt ot hedet ai l s ,wehadbet t ert akeal ookatt hes t at usoft he obj ectwhat .Si ncel exi calamal gamat i on ofv and buy (=V ) hasmade v pr oper l y ),s i dent i f i ed,vcanent eral ongdi s t anceagr eementr el at i onwi t hFF(what ot hati n(33b) t heAccus at i veCas e-f eat ur eonwhathasal r eadybeencheckedof f .Wi t ht hi si nmi nd, ( 96)213 山形大学紀要(人文科学)第15巻第1号 cons i dert heder i vat i on (33b)woul dt ake.Ther ear et wo candi dat esf ort hecovet ed pr operi dent i f i er sofCandT:whatandy ou.Movementofwhatyi el dst hes t r uct ur e(34a), whi l emovementofy ougener at es(34b). [ a. [ what [ b. [ you [VP you ] [V buy]t ]] wi l l [VP t [V buy]what ] ]] wi l l Wi t hwhati ni t ss peci f i erpos i t i on,C i spr oper l yi dent i f i edasC ndent er sal ocal [wh]a ).T i agr eementr el at i onwi t hFF(what sal s opr oper l yi dent i f i edbywhat ,andi senabl ed /l t oent eral ocal ongdi s t anceagr eementr el at i on,t houghi tcannotent eral ocalagr ee)becaus mentr el at i onwi t hFF(what et hef eat ur es ys t em ofwhati sdef ect i vei nt hatt he Cas ecomponenthasbeenel i mi nat edatapr i ors t ageoft heder i vat i on.Thus ,t hes ol e opt i onavai l abl ei st oi nducel ongdi s t anceagr eementwi t hFF(y ou),asar es ul tofwhi ch Nomi nat i veCas e-f eat ur eandagr eementf eat ur ear epr oper l ycheckedof f .Ther ef or e,t he der i vat i oni nvol vi ng(34a)der i vest hes ent encei n(33a). 18頁 Letusnow cons i dert hes t r uct ur e(34b).Unl i kewhati n(34a),y oui n(34b)pr oper l y i dent i f i esT andent er sal ocalagr eementr el at i onwi t hFF(T),checki ngof ft heNomi nat i veandagr eementf eat ur es .Thi si sbecaus eatapr i ors t agesoft heder i vat i on,y ouhas 新10回 2002年 3月 5日 nothadanyofi t sf eat ur escheckedof f .Tur ni ngt oC,wenot i cet hati ti ndeedi spr oper l y i dent i f i edbyy ou,butunl i keC n(34a)i ti spr oper l yi dent i f i edasC Thent hewh[wh]i [dec]. f eat ur eonwhatr emai nsunchecked,s ot hatt heder i vat i ondoesnott er mi nat eand i s cancel l ed. 6.Concl udi ngremarks -movement -i Thi spaperpr opos esanew appr oacht oover tmovement .Over t nduci ng f act or sar eat t r i but ednott ot hes t r ong/EPP-f eat ur esonf unct i onalcat egor i es ,butt o f unct i onalcat egor i est hems el ves .Bei ngf unct i onali nnat ur e,t heycannots t andal oneand al wayshavet obes uppor t edbys omes ubs t ant i veel ement .Thi sr equi r ementi sf or mal i zed KYOKO V151KIYO-14 紀要・横╱富澤直人 ast hei dent i f i cat i on condi t i on on f unct i onalcat egor i es(I CFC):f unct i onalcat egor i es -checki Thehypot hes i st hatal exi cali t em wi t hadef ect i vef eat ur es ys t em cannotent e r t ai nf eat ur e ng r ecei vesanot herpi eceofevi dencef r om t heagr eementf act si nt he r ecuns t r uct i ons .Si ncet he r el acksan -f agr eement eat ur e,i tcanpr oper l yi dent i f yT butT cannotent eral ocalagr eementr el at i onwi t ht he def e ct i vet he r e.Thus ,T i nvokesal ongdi s t anceagr eementr el at i onwi t ht hef or malf eat ur esont hepos t ver ball ogi cals ubj ect . 214( 95) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa mus tbepr oper l yi dent i f i ed.Wepr opos et hatt her ear et wowayst opr oper l yi dent i f yF: (ⅰ)mer gerofF wi t hapr operi dent i f i erX and(ⅱ)es t abl i s hmentoft heSpec-head r el at i onbet weenapr operi dent i f i erXPandF.Mer gerofFandX cannotbeaccompl i s hed dur i ngt hecour s eofder i vat i onbecaus et her es ul t i ngs t r uct ur ecannotbeext endedi n vi ol at i onoft heext ens i oncondi t i on.ThusF/X mer geri sal exi calpr oces s ,car r i edout bef or et hes t r uct ur e-bui l di ngpr oces ss t ar t s . I npr i nci pl e,ever yF hast hes et wowaysavai l abl e.We,t hen,haves uchacas et hata cer t ai nF s el ect sF/X i dent i f i cat i onpr oces si noneder i vat i onandSpec-headi dent i f i cat i onpr oces si nanot her .Wehaves eent hatt hi si st hecas ei nt hepr operi dent i f i cat i onof vi nps eudogappi ngi nEngl i s h,ext r act i onf r om obj ecti nGer man,andVP-del et i oni n Japanes e.Wehaveal s os eent hecas esofpr operi dent i f i cat i onofCandT,r es pect i vel y. Wi t hourt heor yofpr operi dent i f i cat i on,t henot i onsoft hes t r ong/EPP-f eat ur esl os e -movement -i t hei rs t at usi nt het heor y,becaus et hei rr ol easanover t nduceri snow pl ayed 19頁 byt heI CFC.Fur t her mor e,t heunf or mul abi l i t yoft hes t r ong/EPP-f eat ur esmakesunf or mul abl es uchl i near i zat i onoper at i onsast heLCA whi ch pr es uppos et hes t r ong/EPPf eat ur esasacr uci alcomponentoft hes ys t em.Wepr opos et het r adi t i onalt ypeoft hehe ad- 新10回 2002年 3月 5日 par amet erasacondi t i onofl i near i zat i on. Ourt heor y makesa mechani caldi s t i nct i on bet ween over tmovementand f eat ur echecki ng.Thei nducerofover tmovementi sa f unct i onalcat egor yi t s el fand hasno bear i ngwi t hf or malf eat ur esatal l ;t hef eat ur e-checki ngi sbas i cal l ydonel ongdi s t ance. I nt het r adi t i onalmi ni mal i s tf r amewor k,ont heot herhand,s uchadi vi s i onofl abori snot made:over tmovementi si nducedbyf or malf eat ur ess uchasas t r ongf eat ur eandEPPf eat ur e,andi ti spos i t edt hats omef eat ur esr equi r el ocalchecki ngconf i gur at i onsand ot her sal l ow l ongdi s t anceconf i gur at i ons . OnceFi spr oper l yi dent i f i edvi a,s ay,F/X-mer ger(l exi calamal gamat i on),ourt heor y [Spec,FP]i pr edi ct st hatnof ur t herover tXP-movementt o sal l owed,becaus eF,bei ng pr oper l yi dent i f i ed,can ent ernotonl yt he l ocalagr eementr el at i on butal s oal ong KYOKO V151KIYO-14 紀要・横╱富澤直人 ).Thes di s t anceagr eementr el at i onwi t hFF(Goal i t uat i oni sexpr es s edi nt het r adi t i onal t er msasf ol l ows :aheadF cannotunder got hepr oces s esof(ⅰ)X-t o-Fadj unct i onand (ⅱ)XP-t o-F movementatt hes amet i me. [ a. F[ Y XP]] [ b. [ XP[ Y-F] t t ]] (or ) deri r r el evant I nt hel i t er at ur e,s uchas i t uat i onhasbeenar guedt obet hecas ei ns omecas es ,anda ( 94)215 山形大学紀要(人文科学)第15巻第1号 vi ol at i on oft hevacuousmovementhypot hes i si n ot her s .I n ourf r amewor k,(35b)i s uni f or ml y di s al l owed.I nt he cas e of Who wi l lbuy t he book?,we al l ow nei t hert he movementofwho i nt o[Spec,CP]nort hehead-movementofwi l lt oC.Rat her ,who occupi est hes peci f i erpos i t i onoft heamal gamat edf or m C/T.Movementofwi l lt oChas notoccur r edi nt hecas eofWhatwi l ly oubuy ?,ei t her :C/T amal gam i sf or medandi t s s peci f i erpos i t i oni soccupi edbywhat .I not herwor ds ,unl i ket het r adi t i onalanal ys es ,t he s ubj ecty our emai nsi ni t sbas e-gener at edpos i t i on. Ref erences Bar s s ,Andr ew (1995) Ext r act i onandcont r act i on, Li ngui s t i cI nqui r y26,681-694. Bar s s ,Andr ew andHowar dLas ni k(1986) A not eonanaphor aanddoubl eobj ect s ,Li ng ui s t i cI nqui r y17, 347-354. Br ani gan,Phi l i p(1992)Subj ect sandcompl ement i ze r s .Doct or aldi s s er t at i on,MI T,Cambr i dge ,Mas s . 20頁 -bi Bur zi o,Lui gi(1986)I t al i an s y nt ax:A gov e r nme nt ndi ngap pr oac h.Dor dr echt :Rei del . Choms ky,Noam (1981)Le c t ur e son gove r nme ntand b i ndi ng.Dor dr echt :For i s . ) Choms ky,Noam (1993) A mi ni mal i s tpr ogr am f orl i ngui s t i ct heor y, i nK.Hal eandS.J.Keyer(e ds . Thevi e wf r om Bui l di ng20:Es s ay si nl i ngui s t i c si n honorofSy l vai n Br ombe r ge r,1-52,Cambr i dge, 2002年 3月 5日 Mas s . :MI T Pr es s . Choms ky,Noam (1994)Bar ephr as es t r uct ur e.MI T occas i onalpaper si nl i ngui s t i cs5.MI TWPL,De par t mentofLi ngui s t i c sandPhi l os ophy,MI T,Cambr i dge,Mas s . Choms ky,Noam (1995)Themi ni mal i s tpr ogr am.Cambr i dge,Mas s . :MI T Pr es s . Choms ky,Noam (2000) Mi ni mal i s ti nqui r i es :Thef r amewor k, i nR.Mar t i n,D.Mi chael s ,& J.Ur i ager e)St ka(eds . e pbys t e p:Es s ay so n mi ni mal i s ts y nt axi nhonorofHowar d Las ni k,89-155,Cambr i dge, Mas s . :MI T Pr es s . )A de Eps t ei n,SamuelDavi d,Er i chM.Gr oat ,Rur i koKawas hi ma,andHi s at s uguKi t ahar a(1998 r i vat i onal 新10回 appr oac ht os y nt ac t i cr e l at i ons.New Yor k;Oxf or dUni ver s i t yPr e s s . ) Cycl Fr ampt on,JohnandSam Gut mann(1999 i ccomput at i on:A comput at i onal l yef f i ci entmi ni mal i s t -27. s ynt ax, Sy nt ax2,1 KYOKO V151KIYO-14 紀要・横╱富澤直人 Kayne,Ri char d(1994)Theant i s y mme t r yofs y nt ax.Cambr i dge,Mas s . :MI T Pr es s . Koi zumi ,Mas at os hi(1995)Phr as es t r uct ur ei nmi ni mal i s ts ynt ax.Doct or aldi s s er t at i on,MI T,Cambr i dge, Mas s . ) Ont Lar s on,Ri char d(1988 hedoubl eobj ectcons t r uct i on, Li ngui s t i cI nqui r y19,335-391. Las ni k,Howar d(1 995) A not eonps eudogappi ng, MI T wor ki ngpape r si nl i ngui s t i c s27,143163. Las ni k,Howar d(1999a) Onf eat ur es t r engt h:Thr eemi ni mal i s tappr oachest oover tmovement ,Li ngui s t i cI nqui r y30,197-217. 216( 93) Onpr operi dent i f i cat i onoff unct i onalcat egor i es Tomi zawa )Fr Las ni k,Howar d(1 999b) Ps eudogappi ngpuzzl es ,i nE.BenmamounandS.Lappi n( eds . agme nt s : St udi e son e l l i ps i sand gappi ng,141-174,Oxf or d:Oxf or dUni ver s i t yPr es s . Las ni k,Howar d(2 001) A not eont heEPP, Li ngui s t i cI nqui r y32,356-362 . Las ni k,Howar dandMamor uSai t o(1991) Ont henat ur eofi nf i ni t i ves , CSL 27Par t1,324343. Mul l e r ,Ger eon(19 95)A-ba rs y nt ax:A s t udyi n move me ntt y pe s.Ber l i n:Mout ondeGr uyt er . Ochi ,Mas ao(1999) Somecons equencesofAt t r actF, Li ngua109,81-107 . Spor t i che,Domi ni que(1988) A t heor yoff l oat i ngquant i f i er sandi t scor ol l ar i esf orcons t i t uents t r uct ur e, Li ngui s t i cI nq ui r y19,425-449 . Si mps on,Andr ew (200 0)Wh-move me ntandt het he or yoff e at ur e-c he c ki ng.Phi l ade l phi a: JohnBenj ami ns . Fac ul t yofLi t e r at ur eand Soc i a lSc i e nc e s Yamagat aUni ve r s i t y KYOKO V151KIYO-14 紀要・横╱富澤直人 新10回 2002年 3月 5日 21頁 naot o@human. kj . y ama gat a-u. ac . j p ( 92)217 山形大学紀要(人文科学)第15巻第1号 Onproperi dent i f i cat i onoff unct i onalcat egori es Naot oTomi zawa Ther ol eoft hes t r ongf eat ur eand/ort heEPP-f eat ur easani nducerofobl i gat or yover t movementi sques t i oned i nas er i esofr es ear ch on t heps eudogappi ng phenomena i n Engl i s hbyLas ni k(1995;1999a;1999b;2001).Al t houghhi sanal ys i scannotbemai nt ai ned f oracoupl eofr eas ons ,t hef undament ali nt ui t i ont hatt heexi s t enceoft hes t r ong/EPPf eat ur edoesnotneces s ar i l yi nduceover tmovementi smai nt ai nedi nadi f f er entgui s e.We cl ai mt hatt hei nducerofover tmovementi sf unct i onalcat egor i est hems el ves ,wi t hno bear i ngonf or malf eat ur ess uchass t r ong/EPP-f eat ur es ;andpr opos et hei dent i f i cat i on condi t i ononf unct i onalcat egor i esanddi s cus st hephenomenaofps eudogappi ngandt he pr operi dent i f i cat i onofv,T,andC. KYOKO V151KIYO-14 紀要・横╱富澤直人 新10回 2002年 3月 5日 22頁 )i r el at edi s s uesofl exi calamal gamat i onandl i near i zat i on(wor d or der nt hel i ghtof 218( 91)