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Dreams and Dreaming
150 Chapter 4 Consciousness REM sleep may also be a time for creating and strengthening connections between nerve cells in the brain (Graves, Pack, & Abel, 2001; Maquet, 2001; Peigneux et al., 2001). If so, it would explain why infants and children—whose brains are still developing—spend so much time in REM. Evidence favoring this possibility comes from animal research showing that REM sleep helps in the creation of neural connections following new learning experiences (Frank et al., 2001). There is also evidence that REM sleep deprivation slows the creation of these connections (Kim, Mahmoud, & Grover, 2005). So REM sleep may help to solidify and absorb the day’s experiences and skills (Fischer et al., 2002; Sejnowski & Destexhe, 2000; Stickgold, James, & Hobson, 2000). In one study, people who were REM deprived showed poorer performance at a skill they had learned the day before when compared with people who were either deprived of non-REM sleep or had slept normally (Karni et al., 1994). Another study found that establishing memories of emotional information was particularly dependent on REM sleep (Wagner, Gais, & Born, 2001). Even 60- to 90-minute naps in which REM sleep appears can be enough to solidify the learning of visual information (Mednick, Nakayama, & Stickgold, 2003). Dreams and Dreaming dreams Story-like sequences of images, sensations, and perceptions that last from several seconds to many minutes and occur mainly during REM sleep. lucid dreaming Being aware that a dream is a dream while it is occurring. We have seen that the brain is active in all sleep stages (for a summary of our discussion, see “In Review: Sleep and Sleep Disorders”). Some of this brain activity during sleep is experienced as the story-like sensations and perceptions known as dreams. Dreams may be as short as a few seconds or last for many minutes. They may be organized or chaotic, realistic or fantastic, peaceful or exciting (Hobson & Stickgold, 1994). Some dreaming occurs during non-REM sleep, but most dreams—and the most bizarre and vivid dreams—occur during REM (Casagrande et al., 1996; Dement & Kleitman, 1957; Stickgold, Rittenhouse, & Hobson, 1994). Even when they seem to make no sense, dreams may contain a certain amount of logic. For example, when people read dream reports whose segments had been randomly reordered, they could correctly say which had been rearranged and which were intact. And although dreams often involve one person transforming into another or one object turning into another object, it is rare that objects become people or vice versa (Stickgold et al., 1994). Daytime activities may influence the content of dreams to some extent (Foulkes, 1985; Wegner, Wenzlaff, & Kozak, 2004). In one study, people wore red-tinted goggles for a few minutes just before going to sleep. Although they didn’t know the purpose of the study, the next morning they reported more red images in their dreams than people who had not worn the goggles (Roffwarg, Hermann, & Bowe-Anders, 1978). It is also sometimes possible to intentionally direct dream content. This is called lucid dreaming, because the sleeper is aware of dreaming while a dream is occurring (Stickgold, Malia, et al., 2000). Research leaves little doubt that everyone dreams during every night of normal sleep. Even blind people dream, although their perceptual experiences are usually not visual. Whether you remember a dream depends on how you sleep and wake up. Recall is better if you awaken abruptly and lie quietly while writing or tape-recording your recollections. Why do we dream? Theories abound (Antrobus, 2001; Domhoff, 2001; Eiser, 2005). Some see dreaming as a process through which all species with complex brains analyze and consolidate information that is personally important or has survival value (Payne & Nadel, 2004; Porte & Hobson, 1996; Zadra, Desjardins, & Marcotte, 2006). This view is supported by the fact that dreaming appears to occur in most mammals, as indicated by the appearance of REM sleep. For example, after researchers disabled the neurons that cause REM sleep paralysis, sleeping cats ran around and attacked, or seemed alarmed by, unseen objects, presumably the images from dreams (Winson, 1990). According to Freud (1900), dreams are a disguised form of wish fulfillment, a way to satisfy unconscious urges or resolve unconscious conflicts that are too upsetting to deal with consciously. For example, a person’s sexual desires might appear in a dream as the rhythmic motions of a horseback ride. Conflicting feelings about a parent might 151 in review Sleeping and Dreaming SLEEP AND SLEEP DISORDERS Types of Sleep Characteristics Possible Functions Slow wave (stages 3 and 4) The deepest stages of sleep, characterized by slowed heart rate and breathing, reduced blood pressure, and low-frequency, high-amplitude brain waves Refreshing of body and brain; memory consolidation Rapid eye movement (REM) sleep Characterized by eye movements, waking levels of heart rate, breathing, blood pressure, and brain waves, but nearparalysis in muscles Restoring sensitivity to norepinephrine, thus improving waking alertness; creating and solidifying nerve cell connections; consolidating memories and new skills Sleep Disorders Characteristics Possible Causes Insomnia Difficulty (lasting at least a month) in falling asleep or staying asleep Worry, anxiety Narcolepsy Sudden switching from a waking state to REM sleep Absence or deficiency in orexin (hypocretin) Sleep apnea Frequent episodes of interrupted breathing while asleep Genetic predisposition, obesity, faulty breathing-related brain mechanisms, windpipe compression Sudden infant death syndrome (SIDS) Interruption of an infant’s breathing, resulting in death Genetic predisposition, faulty breathingrelated brain mechanisms Nightmares Frightening dreams during REM sleep Stressful or traumatic events or experiences Night terrors Frightening dream images during nonREM sleep Stressful or traumatic events or experiences REM behavior disorder Lack of paralysis during REM sleep allows dreams to be enacted, sometimes with harmful consequences Malfunction of brain mechanism normally creating REM paralysis ? 1. Jet lag occurs because of a disruption in a traveler’s . 2. The importance of non-REM sleep is suggested by its appearance 3. The safest sleeping position for babies is . in the night. appear as a dream about a fight. Seeing his patients’ dreams as a “royal road to a knowledge of the unconscious,” Freud interpreted their meaning as part of his psychoanalytic therapy methods (see the chapter on the treatment of psychological disorders). In contrast, the activation-synthesis theory describes dreams as the meaningless byproducts of REM sleep (Hobson, 1997). According to this theory, hindbrain arousal during REM creates random messages that activate the brain, especially the cerebral cortex. Dreams result as the cortex connects, or synthesizes, these messages as best as it can, using stored memories and current feelings to organize this random brain activity into something more coherent. From this perspective, dreams represent the brain’s attempt to make sense of meaningless stimulation during sleep, much as we might try to find meaningful shapes in cloud formations (Bernstein & Roberts, 1995; Rittenhouse, Stickgold, & Hobson, 1994). Even if dreams arise from random brain activity, their content may still have psychological significance. Some psychologists believe that dreams give people a chance to review and address some of the problems they face during waking hours (Cartwright, 1993).