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ECM-BasedCaseTheoryandItsInteractionwiththeA-barSystem TsuyoshiSawada UniversityofTokyo [email protected] Aみ∫什αCJ 乃ね押erα巧坪e∫聯血∫J血α∫∫〟〝卯0乃力e〟加血J油川血作∫わ打eC力0椚ぶ砂〃タタ刃〟∽JJ∝α伽〃〆 砂 α〆肌椚=肌肌痛匂ぃ血=那咋血血gねαJクJ甲e巧′げα力紺dね曙拍α乎eCぴerげ血力eαd 0∂∫en万喝血co卸相加〃作∫〟招曙J伽桝α∫eα∫∫柳川g乃fα乃dA-∂α′dぷわcα伽〃,Jco〃C血虚血J血 反感㌧祓血==鮮明鮎=ダ励れ抑叩血那加q=助力路かが〟ほグ血伽〃加ね甜一作∫〟J血gわ川〃 励昭血朋圧血相如助g(EC几〃ぐ∂巧β併用如〃,わ7加成伽〃αJねr′"∫・椚肋αdガ如〃αJα∫∫〟J甲加那, 肋ec¢〝血加e加地血J加Ⅶ如叩和Ceβゐe血r如桝血抽伽.呼・明細叫那押頑血沈相成 加∂gわw加αゐ,Ore〃触れ伽研血叫ゐw乃,W油乃0〃eedげ眈肋7g肌 勒珊OJ血ク0∫ト甲e相加乃αJco花館騨相加〃,乃曙efげAゐ巧㌍,Cα∫eα∬妙椚叫放c甲如乃αJCα∫e 肋′紘一&eヱJ妙お一朗ve〃威ざわcα加〝,β柁おr加gq/甲e相加〝ぷ 1.ImtrodtlCtiom Inthe倉ameworkpresentedbyChomsky(2000,2001),thecorepartofthecomputationis CarriedoutbytheoperationsAgreeandMerge.Agreevaluesanunvalued(uninterpretable) fbature,tyPically(P,OfProbePbyaninherentlyvalued(interpretable)featureofitsGoal, henceforthG(P).WhenPiscomplete,Agreefurthervaluesanuninterpretablefbatureof otheroperationMergetakes G(P),tyPicallyCase,byaninterpretablefeatureofP.The Placeundertwooccasions:(a)whenPisaccompaniedbytheEPPfeature,inwhichcase MergeisconcomitantwithAgree,Or(b)whendrivenbythedirectneedsoftheinterfaces,e・g・ Selection,0-markingandstylisticdislocation.Inoccasion(a),theEPPchoosesaphrasethat includesGげ)and丘xesitscopytosomeposition,CreatingtheTarget,henceforthTU))・The Primarypurpose ofthis paperisto reestablishthis positionthatEPP selects as7てP)in OCCaSion(a)ofMerge. Forthispurpose,COnSiderthepositionalrelationbetweenPandthemostrecentlycreated COPyOfthephraseincludingG(P)atthestageimmediatelya氏ertheoperationdrivenbyP・ WhenPhasanEPPfeature,themostrecentlycreatedcopyofthephrasethatincludesG(ア)is ●Thspaperreapsthebene丘tsofIMANISⅢTbrazuNoriko,KASAlHironobu,KUNOMasakazu, TÅNCREDIand Howard LASNIK,MrYASHITA Han皿aSa,Christopher Especial1y;HowardLASNIK,Christopher℃ÅNCREDI,andⅥばIANABEAkiragavemeextensive COmmentS Onearlierversions ofthispaper.HoweveちIcouldnotmakethebestoftheirhelpfu1 SuggeStionsandIamSOlelyresponsibleforanyremainlngerrOrSandmisunderstaJldings・Organized responsetothesesuggestionswillperh叩Sbenndeinmyfuturepublication. 上J〃g〟ノ∫扉尺e∫gα打力ノ斬20(〃ノトj7 ・二川ノ/恒、r川l…吊∫`川肋んJ 1 WÅⅠÅBABE Akira. P 叩)・When does Let Gげ)itself not,itis us the positionalrelation callthe POSt-OPerationalconfiguration,COntraStingltWiththepre-OPerationalcon負guration,Whichis dw野Sア・Gの: T竺?fdoesnothaveEPP P-G(P) P-G(P) ...〝..T竺?fhasEPP J Pre-OPerationalconBgurat10n J ′J OPeration Agree-Merge Agree ↓ J. J P-G伊1 P-TU)1 post-Operationalconfi?ration Inestablishingthepositionfor7甲),WemuStnOtlimitourobservationtothecon丘gurations thatareassertedintheliterよuretobeP一叩),SincechoosingaP一叩)connguration丘・Omthe inventory ofthe post-OPerationalcon丘gurations stands onthe assumptlOn the regarding POSitionallowedas7げ),Whichistheverythingthatweと鱒etryipgtoreconsider.Thus,itis importanttOeXaminenotonlyP一岬)butpost-OPerationalconRgurationsingeneral、 EvenifwelimitourattentiontooperationsthatinvoIveCaseasslgnment,atleast丘ve di飴rentpost-OPerationalcon丘gurationshavebeenidenti丘ed,aSin(2).(2II,Ⅲ)rhanifest P-TU)),While(2I,ⅠVV)areP-qア).Theal)breviationsqre:CmPn='n-timeiterationof "complementto,'"spec='innerspeci丘erof;'outerspec='outerspeci丘erof'Theuseof X-bartheoretic notionsis bare deny to not phrase convenience. struCture;itisfor HencefoQoutlinedlettersrepresentunpronounCedcopies. (2)I.P-CmP2(P)II.P-Sp9C@)III.P- IVP- VP-SPeC(cmp3(P)) Outer.SPeCU,))spec(CmP2(ぞ)) V' /へ\ TP /へ\ T'義元 T /へ\ vP /へ\ V v' su句 /へ、 W 畢 Ⅴ' /へ、 /へ T, v' vP /へ\ /へ\ Vp Ⅴ Ⅹp /へ\ Ⅹ' 画ゆ朽吻ノ 向直呵勤一dノ 匝加β動 2 (毎加β初 (お加働ノ (3)a.[cpC[TPMaryT[vpMaEyliked[vpVthebook]]]] LIト」 b・Sera l LI di丘cil【TPeles a aprova-r-em PrOPOSta] Wf〟∂e櫛c〟〟 助印肋椚(坪和VピーわーjタJ肋叩托pO∬り払J甲eα〝タor噸′e∫り 」ⅠI I C.itwasdi伍cult[cp甲C[TPmOtogetthebook]]]] LIト」 d・[cpjagkysste[TPj喝kys離⑪[vphenneinte J 彪且好d 力er j喝ky$離@[wV鮎@皿@]] 仰l、ピd∫/り ′70f l 」Ⅲ e.Mary[vpMaqyconsiders[&V[TPittobeveryinformative]]]] f[cpC[TPthereare[vp都椅[vpV[ppfourchaptersinthebook]]]]] 仲ご月呼)0∫0〃タβ7ごβ¢/正月b加血管〃タタタ.●ル Againstthisstandardanalysis,Idefbndinthispaperthepositionthatthepost-OPerational COn丘gurations Case to assignment the uniformly nominalsin(3)are P-SPeC(cmp(P)).Preci声ely;Iarguethatthepositionofthenominalsin(2I,.IV)isnotcorrect, regarding thattheelementsspecinedaspin(2II,V)arenotthqrightonesandthatthenominalin(2III) doesnotovertlyshowupinthepost-OPerationalcon丘gurationrelatedtoitsCaseasslgnment. Thepost-Operationalcon丘gurations(2I-V)ar寧tObemQdi丘edas(4I-V),reSPeCtively.(4II, IV)areP一叩)configurations,Whereas(4Ⅰ,III,V)areP-GU)). (4)Ⅰ.クー ⅠⅠ.ダー ⅠⅠⅠ.クー ⅠVクー SPeC(cmp(P))spec(CmP(P))spec(CmP(P))spec(cmp(P)) CP/DP Ⅴ' /へ\ 璽 v, /へ\ Vp Ⅴ, 〈 /へ\ TP Ⅴクー spec(cmp(P)) VP /〈\ 斯 〈 Ifurtherarguethatoperationsconcerningthe[+Wh]featureinspec(CP)alsogoalongthis line: 3 Generalizing the toincludelong empiricaldomin distanCe Case asslgnment,the descriptionofpost-OPerationalcon丘gurationsmayseemtobeas(6),with(4I-V)maniftsting thespecialcase〃=l. (6)Post-0perationalconRgurationsarerestrictedtoP-SpeC(cmpnげ)),n=1,2,.... P' 〈 委 I 〈 …Cmp乃げ)‥. /へ Aswewi11seeinsection8,(6)entails,underanadditionalassumption,that,Whenever thereisapost-OPerationalcon丘gurationP-SpeC(cmp(P)),thecon丘gurationisP一叩)unless thenominalwaspreviouslyinttoducedintothatpositionbythedirectneedsoftheinterfaces, SuChasselection,0-markingorstylisticdislocatipn. Thepositionofthenominalihthepost-OPerationalcon丘gurationP-SPeC(Cinp(P))in(4ⅠⅠ, as direct needs oftheinterfaces;SuCh IV)cannOt be attributed toany Ofthe selection, 0-markingorstylisticdislocation.Thismeansthatthecon丘gurationisP一叩).Thus,We have a clearinstance ofP-7てP)thatis also P-SPeC(cmp(P)).The simplest hypothesis of7てP),Which should be adopted unless thereis COuntereVidence,isthattheP-7てP)configurationthatEPPselectsisuniformforarbitraryP. From仙s,(7)払1lows: regarding the nature of EPPand (7)7げ)=SPeC(cmp(P)),forafbitr!ryP・ Thisisthem句OrClaimofthispaper. Sections2-5handleseachtypeofnominallistedin(2,3).Sections2-4areorderedbythe StruCturalpositionofthenominaltobearguedfor:thelower,theear1ier.Namely,SeCtions2, has been 3and4dealwith what regarded as cmp(vP),Outer SPeC(vP)and spec(TP), respectively.Section5dealswithamorecomplicatedcase:theexpletived2eT?-COnStruCtion・ Section6extendstheobservationtotheA-barsystem.Section7isabriefspeculationthat 4 mightcometominda氏erthepreviousobservations.Takingovertheseobservations,SeCtion 8derivesthe m再orconclusion(7).In overconclusion(7),an section9,furthertaking interestlngSPeCulationismadeonhowderivationproceeds・Theargumentsaresummarized insectionlO. 2・0叫ects(一in-Situ)inSimple取ansitives Inthis directobjectinsimpletransitive section,WereeXaminethebasepositionofthe COnStruCtionsbyanalogy丘omthedireQtObjectinotherconstructions.SinceLarson(1988), itis widely that accepted a dative construCtion has a VP shellstruCture.With slight modi丘cationregardingheaddislocationto丘tthe舟ameworkofChomsky(2000,2001),an exampleofthisconstruCtionwillbeasin(8a).Aconstructionwithadirectobjectanda ClausalcomplementneedstobeanalyzedlikewisebytheVP shell,aSin(8b),atleastto maintainbinarybranChing.-InbothconstruCtions,thedirectoqectislocatedinspec(VP). (8)a.JolmgaveabooktoMary vP /へ、 ∬⑬払皿 Ⅴ' /へ\ VP gave /へ V' abook /へ、 V PP /へ toMaⅣ 5 b・JolmtoldMary[cpPROtoreadthebook]. vP /へ ∬⑬肋皿 Ⅴ, /へ\ VP told /へ Maけ Ⅴ' / \ V Cp ノ′へ PROtoreadthebook Chomsky(1995),amOng.・Others,eXtendstheVPshe11analysistosimpletranSitives:He assumesthatthedirectobjectsofsimpletranSitivesareincmp(W).However,aSSumingthe (absolute)UniversalThetaAssignmentHypothesis(Baker(1997)),the direct o旬ectofa SimpletranSitive,WhichbearSathemerole,willbenatural1ylocatedratherinspec(VP): (9)Maryr$adthebook VP /へ\ 1庖_フ V' /へ read Vp /へ tbebook V Thisanalysiscompe1stheexistenceofacategorywithaspeci丘erandwithoutacomplement, butthisdoesnotseemtocastanyproblem. AsWatanabeAkirab.c.)andHowardLasnik(p.c.)pointout,thedistinctionbetweenthe COmPlementandthespecifierwithinVPlin(9)maybetrivialunderthebarephrasestruCture theoryifwea1lowacategorywithaspeci鮎randwithoutacomplement.Ifwedismissthe distinctlOn,ltiswellwithourpurpose.Alternatively,understandingthat COmPlementandspeci丘eraredeterminedonlyrelativelywithrespecttothestructureinwhich suchnotions itappearS,Wemaydistinguishthetwonotionsbyassumingdiagnostics(10): (10)Anominalargumentpositionistheinnerspeci負erofaO-aSSigninghead. Undertheformeralternative,thepostべ)perationalcon丘gurationforProbevandthedirect 6 as objectinaiimpletrrsitive・construCtionisP-SPeC(CmP(P))in(4Ⅰ)aswellas祉isP-CmP2p)J in(2Ⅰ).Underthelatteralternative,the con丘gurationisnolongerPicmp2(P)butis P-SPeC(cmp(P)). 3.(So-Called)OuterSpec(▼P) We Inthi;section,WeeXaminewhathasbeenclaimedtobeinthe10uterSPeC(vP)二 COnClude(i)thatneitherAccusativeCaseassignmentnorobjectagreementisthedrivingforce Ofdislocationtosuchapositionand(ii)thattheseitemsarenotactuallylocatedintheouter SPeC(vP)butarelocatedinsomehigherposition.Under(i),thereisnoreasontoassumethat AccusativeCaseasslgnmentand、Objectagreementwithashiftedo句ectisdoneinadiffbrent way丘・Om thatwith non-Shifted eStablish that o切ects.Strictly speaking,tO the Case assignmentconfigurationis.v-SPeC(VP)withshiftedoqects,independentevidencemustbe shown・However,We may POSt-OPerationalcon丘gurationfor that note atleast Accusative Case the simplest asslgnmentin that assumptlOnis these casesis the also V-SPeC(VP),aSWeCOnCludedforsimpletranSitivesinsection2. j.ノ.0むgcfJ肋節 Itisclaimedintheliterature(Chomsky(1995,2001))thatshiftedo切ectsinScandinavian langu喝eSarelocatedintheouterspec(VP)ノandthatldislocationtosuchapositionistriggered eXamPles byobjectAgreementandAccusativeCaseasslgnment.Thefo1lowlng maybe analyzedinthiswayunderBobatjik's(1995)assumptionthatnegationandsentenceadverbs inScandinavianlanguagesarea句oinedtovRdisregardingtheteclmicalquestionofwhethera SpeCCanbelocatedoutsideofan叫iunct. (11)a.[cpjagkysste[TPj喝kys釦母【vphenneinte[vpj喝ky$離⑪旭m鳩】] J触ed 加r 御e成殉 〃OJ henneinte b.[cp[vpj喝kysst払孤皿@】har[TPjag払訂[vp 彪∬ed 力αγβ 才 力er 〃0′ 肛vpj喝晦s釦母肋@m嘲]]】 作わ肋∂e曙〃タタタごJ,りノ In(11b),thevPistopicalized. However;aSHolmberg(1999)notes,Observationofembeddedclauseswithanauxiliary, which,unlikethatofmatrixclauses,isnotdislocatedtoC,reVealsthatnegationandsentence adverbsintheScandinavianlanguagescannotbelowerthantheauxiliary,sbaseposition,and thus,COntraBobatiik,thattheyarehigherthananyWhereana句uncttovPcanbe. 7 (12)a・*detarm句1igt[cpatt[TPPerT[vp har[inte[vpP母釘kysst henne]]]]] 触gdゐer伸γβd殉 b・detarmqjligt[cpatt[TPPerT[inte[vphar[vpP母釘kysst henne]]]]] ブ′ 由ク"裏地 肋αJ 力∬〝OJ C・[cpjaghar[TPj喝払紺【inte[vp ぬ紺【vpj喝kyssthenne]]]]] 才 力の′e 彪∬edカβ7 〃0′ 但0肋あe曙〃タタタごノ,¢ノ Ifshiftedobjectsaretobeidenti鮎dbybeinglocatedhigherthananegationorasentence advetb,itcarm?tbemaintain9dthattheyarelocatedintheouterspec(vP). Thereis also evidence the agalnSt that assumptlOn oq9Ct Shi氏is concomitant AccusativeCaseasslgnment・Tlms,eVenNominativeobjectsinIcelandic,Whichcanbe foundinergative,PaSSive,OrpSyCh-VefbconstruCtions,pndeIBOObjectshi氏: with hdn/t61van (13)a.m6r likar ekki 娩e・CO叩P〟ねだ肋桝乃Of世e加7成り 胡乱β伽仁九転・2掬f≠ げわ肋∂e曙〃タタタご2`抄 Observationofcross-1ingulSticcorrelationbetweenwordorderandtheavailability of Objectshi氏incertainconstruCtionsimpliesthatobjectshi氏isaderivationaloperationbut CannOtbeapurelysyntactica11ydrivenoperationdoneasconcomitantwithCaseasslgnment andagreement・Thatis,ObjectshiftcorrelateswithwhetherthereisaphonologlCallyvisible elementwithinvPatthepolntOfderivationwhereittakesplace.First,theoqectpronounin a particle construCtion verb obligatori1y the shi氏sin Scandinavianlanguages▲With O叫ect-Particleorder,WhereasitdoesnotintheScandinavianlanguagewithparticle・OqeCt Order,namelySwedish・Eveninthelatterlanguage,eXtraCtionoftheparticleenablesobject shi氏. (14)a・jegskrev(*opp Jw和お b・de det/detopp) 仰フ〝(癖励 呼if kastet megikke[vpd@ka離離m雫gut] /力り一班Ⅳ--′桝e 仙/ OJJ∠ det/detop) C.jegskrev(*op J w和ね 呼fJ P伽メ殉 d・jegskrevdetmaskeikke[vpj喝如酎d醜OP] Jw和おiJ椚呼∂e〃Of e・jagskrev(upp J′w和お 呼 det/*detupp) f′ 呼 f*domkastademqiinte[vp 肋町政柑W g/【cpUT 桝e 伸γβ成功ノ d⑬mka離ad@ut 〃OJ m画] o〟J kastade[TPdomka$他舶【mqjinte[vpd⑳mka離ad⑰,,叫甲d]]] ■ 1頻y ■ 徽∴醐 ∴■ の〟j励柁-γ 伽か混信「ルック.・Jイノノ 8 Thatthe correlationis notpeculiartotheverb particleconstruCtion canbe seenbythe Variabilityoftheo句ectshiRblocker: (15)a.*【cpjaghar J 【TPj喝払紺[henneinte[vpj喝kysst 払⑪皿@]] 血Ⅳe 力er b.*…[cp如t 肋d 〃OJ 仰㈹血叫 [TPjagT[henneinte[vpj喝kysste払弧皿@]] J tbat 力er 触ed 〝OJ C.*[cpjagtalade [TPj咽せ劇ad@[hermeinte[vpj咽せaAad⑪med払@皿皿@]] J乎0鹿 カer d.*[cpjaggav J ブJ gαVe e・[cpvemgav[TPdu W力og甘Ve 乃OJ wブ肋 【TPj喝gaV[deninte[vpj喝g附EIsad@n]] 〃0′ g肘[deninte[vp血皿gaV ブf γ0〝 Ve!md@皿]] 〝OJ げわぁ血曙〝タタタごノひ Second,Shiftingthesu句ectofasmallclause(SC)ispossibleinGerman,WhichhasO-V Orderand accordingly SC-V Swedish,Which ordeちWhereasitisimpossiblein hasthe COnVerSeWOrdordeちbecausetheverbwillblockobjectshi氏inSwedish.Thattheremnant VP toplCalization does not enable o句ect shiftin the Swedish exampleimplies thatthe Veri丘cationoftheexistenceofaphonologicallyvisibleelementwithinvPisdoneatthepolnt Ofderivationwher60bjectshi氏takesplace. (16)a・[cp[vp[sc$@in@「馳適地訂rauChen]gelassen]hat[TPer血如[seineTochter ぷ〝0お α伽βd 力が カe 力由 血喝加er 【nicht:vp:3C:ein号Tc;土恕ご免じつ五、5エコ毒虫ニ;弧]]]】] 「GeJⅦα〝卿吻 仰J b・*[cp[vpgiort[scm画 研α鹿 随Ⅷ画蝕融m和]】】] fBrvirrad]]har[TPdenh訂【mqi[alltid肛vpか㈹ 血び ≠J 椚e αル耶 co′所′∬d 御e成成澤K抄 げわぁ才∂e曙〝タタタ.・鋸ノ Though oqect asslgnment shiftis a derivationaloperation,itisirrelevant to Accusative Case attributes the cruCialfactor o句ect agreement.Rather;Holmberg the cross-1inguistic variation,the obiect shi氏to propertyトFocus].Wth Shiaedoqecttendstobespeci且candlight,butnotabareinde丘nite,anegativeDPora and of Scandinavian Wh-Phrase・Ifitisapronoun,itmustbeaweakpronoun.Insuchcases,theshiftedoqect mightbeatopIC・However,thisisnotnecessarilythecase,Sincealsoanexpletiveinan idiomaticexpressioncanbeshi鮎d: (17)hantar he k7kesit detmycket veTy sallan[scd離1ugnt] eag)[tadetlungt`idkeiteaq,]御edisjd げわ肋∂e曙〝タタタ.・2.抄 Sekbm 9 Inthiscase,adiffbrentprocess,SuChascliticization,mightbeworking.Wbwi11notgo furtherintothis matter..Forconstructionsincluding COnCludedthatthe ashi氏ed subjectis extractedoutofthe TP bbjectthati'stoplC,1tis pastTbpPifwe adoptthe usual assumptlOnthattopICPhraseTopPishigherthanTPbecausethesubjectpretedestheshifted Object.OnepossibilitylStOallocatethesubjectasthespecofthefocusphraseFocPand thesecondpositionverbastheheadFoc.ThestruCturein(11)willontheseassumptions bemodifiedas(18): (18)a.[F。CPjagF。。kysste[TbpPhenne7卸[TPj喝intevP]]] J 触ed 力er 〃OJ 御eゐ旬 b.[TbpP[vpj喝kyssthem@]Tbphar[F。。Pjag肋紺[T。PPhenne7卸[TPj喝intevP]]] 肋ed 力のJe J 力er ノブ0f ThisisconsistentwithRizzi's(1997)analysisoftheleRperipheryofaclause,inwhichTopP caniterateaboveandbelowtheumqueoptionalFocR 10 (19) ForceP・ /へ、 ′柁ゎかβ甲Force'.. ./〈\ 凡打e TopP* /へ\ 7卸ね Top' /へ\ FocP 7卸- /へ\ F?C' e甲 /へ fわc TopP* /へ\ 7毎)ね Top' /〈\ Top FinP /へ、 Fin' /へ\ fbr TP j.2.乃e月e椚〃α〝fq′鳥e〟(わg御iJ智 Thoughobjectshi氏isnotobservedinEnglishinthemosttypICalcases,therearecertain COnStruCtionswhichhavebeentakenupasevidenceofobjectshiftinthislanguage.One SuChconstruction,Whichmayseemtoshowthisoperationmostovertly,lSPeudogapplng・ Thesurfacee飴ctofpeudogapplngislikevPellipsISeXCePtthatitleavesbehindsomevP internalconstituent.A土the surface,theelidedpartofpeudogapplnglSnOtneCeSSarily a Slngleconstituent. (20)a・theDAprovedJonesguiltyandtheAssistantDAwillp町⑬∇母Smith曲 b.?JolmgaveBillalotofmoney,andMarywi11由Ⅴ⑰Susana孔⑬せ⑳好m⑳m@y C.Jolmcouldpullyououtofaplane,1ikehedidpⅧ皿hisbrother⑳血⑳『ap乱弧@ d.Gee,I'veneverseenyouoncampusbefore.---Yia!NeitherhaveIs⑪⑪皿yOu⑳m 6弧呼ⅧS恥曲釘⑪ e.Jolmwi11selectme,andBillwi11s母旭離you fMaryhasn'tdatedBill,butshehasd如⑪dHarry 何占,eごエα∽戊〝タタ∫Jノ52-ノ∫勃c,戌′ぷ窄〝夕7¢cおdブ乃エα∫〃戊〃タタ刃ノ 11 Thus,1nOrdertomaintaintheassumpt10nthate11ipsISaPPliesonlytoaslngleconstituent,itis necessarytoassumethattheremnantisdislocatedtooutsidethevPwhichiselided. Apossible candidate ofthis dislocationis heavy DP shift.Howevef,Lasnik・(1995) ObserveSLthattheremnantofpseudogapplngShowspropertiesthatarequitediffbrent打oma Shi氏edheavyDRwhichcasesdoubtonthispossibility.First,theremnantofpseudogapplng Canbe,butashi氏edheavyDPcannOtbe,anindirectobject. (21)a.ウJohngaveBillalotofmoney,、andMarywillSusan b.*JohngavealotofmoneythefundforthepreservationofVOSlanguages 佑郁J祓〃リリj.・/jj-/j〃ノ Second,theremnantofpseudogapplngCanbe,butashi鮎dheavyDPcannotbe,aPrOnOun otherthanit. (22)a.Johnwillselectme,andBillwillyou b.?*Billwi11selecttomorrowyou ¢∬〝戊〝タタ5ごノ5刃ノ Having excluded the possibilityofheavyDP shi氏in pseudogapplng,Lasnik analyzes PeudogapplngaSO切ectshi氏followedbyellipsISOfthelowerverbphrase$hell,aSinthe 払1lowlng: 12 (23)(theDAprovedJonesguiltyand)theAssistantDAwillSmith Agrsp /へ theassistantDA Agr; へ A許s TP イヽ willよVP /ノT「、\\ 他@乱SS盈離乳此DÅ Ⅴ,● ・〈 V Agr。P /へ\ Smith Agr。' /へ、 Agr。Ⅴ『 /へ Ⅴ, $血払 /〈\ 阿①Ⅶ画晦 CruCially,thisanalysisreliesontheassumpt10nthatthereisastageinthederivationwhere thephonologlCalcontentoftheved)islocatedontheheadofthelowerved)Phraseshell・如 thepointofellipsIS,thephonologicalcontentofthevefbmustbeplacedinthisposition, Whereastheremnantmustberaisedoutofthelowerverbphraseshell. ThereareempiricalreasonsthattheanalysISCannOtbemaintained.First,eVenmanner adverbs,Whicharepresumabliaqoinedtovlhannotbele氏overbyellipsis(25a,b)or PSeudogapping(25c,d). (24)a・JohnhasbeenヲerfouslywoundedandHarryhasbeen[vp*( b・Jolm1iedcorrvlnClnglybutBilldid[vp姐⑮(*unconvincingly)] C・JolmquicklycookedthericeandMary(*slowly)thebeans d・SimonenthusiasticallycountedthegoldandJack(*nervOuSly)thediamOnds ¢Jβ相成J〝夕&㌢j動かG和甜〝夕乃ごノ叫,Cご月加血桝er〝夕7ノごノ叫,d花rα〟〝夕乃.・j¢, α〝ciねd加血α乃≠虚ブα〃dd甜乃0〝タタりノ ThismeansthatanythingdominatedbysomesegmentofvPcannotbearemnant・Ellipsis Ofthelowerverbphraseshell,leavlngthehigherverbphraseshell,isimpossible・Thus,the remnantofpseudogappingcannotbeplacedinspec(vP)oraqoinedtovRbutmustbelocated inaprqectionthatisdistinct倉omandishigherthanvP 13 Second,aSKennedyandMerchant(1997)note,PPsandAPs,Whichclearlydonot'bear AccusativeCase,Canbetheremnantofpseudogapplng. (25)a.hisideamightnotseemcrazytOyOu,butitdoestome b.Lucyhadtalkedal)OutHungarianmuSicbeforeMartindidaboutBakunin C.WeWOuldviewitasaliability;buttheywouldasanasset d.therewasariotonthemall,buttherewasn'tinthegarden e.Ronalookedmoreannoyedthanshedid丘ustrated fIwanttolivewithamanmorethanIdowithawoman ¢,′エev加〝タβ¢c如d加励〃〃eゆα〝dAゐ化力α乃f〃タタり 0血Ⅳご励〃〃eみα〃dAゐ打力α〃f〝タタ7ごノ〃ノ Thisis a strong pleCe Ofevidence drivingforce againstthe、aSSumPtlOnthatthe ofthe dislocationoftheremnantisAccusativeCaseasslgnmentOrO句ectagreement・Rather, 【+Focus】seemstobeanineYitablepropertyoftheremnant,aSisnoticedbyBoeckx(2000): (26)a.JolmateCHOCOLArE,buthedidn'tCOOKIES b.Jolmatechocolate,butMarydidn't(*?chocolate) ¢ごβoec奴作0ββごノ2q〃 Takingtheseobservationsintoconsideration,.WeCOnCludethatthereisacategoryabovevR whichisnotrelatedtoCaseasslgnmentOragre血entandwhosespechoststheremnant,and Adoptlngtheusualass豆mptlOnthatFocPishigher thatthiscategoryislikelytobeFocP thanTRwemustassumethatthesu句ectinthepseudogapplngCOnStruCtionisextractedout oftheTPpastFocPifwearetOPurSuethislipe・Incase(20a),OnePOSSibility,aSSuggeSted byWatanabeAkira(p.c.),istoallocatethesu句占ctよstheouterspecofFocP・Underthis analysis,thepositionoftheauxiliary,Whichissandwichedbythetwofociwillbeamystery・ LetustentativelyassumethatthepositionoftheouterspecinerandtheheadofFocPare switched.Thestructurewi11belikethefbllowlng. 14 (27)(theDAprovedJonesguiltyand)theAssistantDAwillSmith FocP /へ Foc, theassistantDA /へ、 f'oc' will /へ TP Smith /へ T' 他母乳S昏i離即池辺A /〈\ 祀 馬貯 /へ 他℡風S$五離乳m先取Å Ⅴ, /〈\ p『①∇⑮ Ⅶ /\ $Ⅲ血肋 Ⅴ, /へ\ t-/か⊥フ ThereasonwhythevPiselidedobligatori1yinthepseudogapplngCOnStruCtionmaybe relatedtothedrivingforceofthedislocationtospec(FocP)Foc.WbcaneaSilyconceive、that thedrivingforceofthesedislocationsistocreateanunsaturatedpredicateinvRwhichmust then be elided under(parti?l)identitywith the antecedent vP This situation may be COmPared・tOtheobligatoryvPellipsISwithdb-insertedsentences. (28)JolmatechocolateandBilldid(*eatchocolate)too ⅦthoutvPellipsis,db-insertionin(28)losesitsmotivation・Sinceellipsiscanbee?SeenaS aneconomyreq山est丘omthePFinterface,the argumentisinlinewiththerecenttrend, representedbyReinhart(1993)andFox(1998),tOattributethemotiveofdislo云ationsto interfaceneeds. 4.Spec(TP) Inthissection,WereeValuatetheheadthatAgreeswiththesubjectinspec(TP)andassigns Casetoit.IthasbeenassumedintheliteraturethattheNominativeCaseasslgnerandthe 15 NullCaseasslgnerareT. (29)a・NominativeCaseisassignedasareflexofAgreewith[+Fin(ite)]T. b・NullCaseisassignedasareflexofAgreewithトFin]T. However,aWiderrangeOfconsiderationattestsproblemswithboth(29a,b).Considerthe VarioustypesofTPsin(30): (30)Caseassignmenttospec(TP)+++ FinwithinT _ distinction + b.inflectedinfinitive c.conけ01i血扇ve d.ECMinfinitive e.raisinginfinitive asslgnedCase N。mN。mM血n。ne a.indicative/subjunctive 岬幽.. ±Past First,innectedin丘nitives,WhichhaveトFin]TandaNominativesubject,atteStthat(29a)is OnlyapartialdescrlPtionofthedistributionofNominativeCase・ThistypeofTPisfoundin languagessuchasEuropeanPortuguese.Second,aSWeSeefurtherinsection4.3,ECMand raisingin丘mitivesposeaproblemwiththeaccountofNullCaseby(29b). Contraryto(29),WeCOnCludethatwhatassignsCasetotheelementinspec(TP)isthehead directlyaboveTP:CforNominativeCaseinindicativesandNullCaseandDforNominative CaseininflectedinBnitives. イ・ノ・戯Jむec∠げ血dkα如eCね〟∫e∫ Probably,thestrongestreasonthatT'hasbeenassumedtobetheCaseassignertospec(TP) isthatitagreeswiththesuqectinspec(TP)inindicatives/subjunctives,and,mOreOVer,that thesubjectCasebecomesnon-NominativewhentheTlosesagreementinin丘nitives.Thus, thereisacorrelationbetweenthemorphologyofTandthatofspec(TP): (31)a・[TP(Maryis/Iam/weare/youare/theyare)[vpattendingtheconfbrence]] b・Jolmpersuaded(Maryl/me2/us3/you4/them5)[TPmO(1/2/3/4/5)tO【vpattendthe COn危rence]】 C・Johnexpected[TP(Mary/me/us/you/them)to[vpattendtheconference]] d・(Maryis/Iam/weare/youare/theyare)likely[TP(MaEy/Ⅰ/w@/y⑬u/他@y)to [vpattendtheconference]] Howeveちthis agreement property ofTis notits privilege.First,aSis wellknown,in EnglishindicativeswithoutAukiliaries,V;1nSteadofTこagreeswiththesuqect: 16 (32)[TP(Mary[vplikes/Ⅰ【vplike/we[vplike/you[vplike/they[vplike]KentuckyFried ChickenbetterthanMcDonald's]] Second,invariousdialectsofDutch,GermanandFrisian,C,aSWellastheverb,agreeSWith tbesu切ect: (33)a…・[cpda-@j [TPgie kom-t]] 血ん2臓γ0〟 γ0〟CO桝e-2馳「陥∫J飽桝功 b…・[cpda-Q)j [TPgunderkom-t]](Q)<t) 血払ガ句′0〟 γ0〟 C(珊ピー2PJ [TPij kom-t]] C…・[cpda-tj 肋αんj勒-カeカe co研ピーj馳 d…・【cpda-Q)-Se [TP萄 kom-t]](Q)<t) 肋αトj師e 成gco桝e-j馳 e…・【cpda-n-k [TPikkom-en]] 娩αトノ勒ナナco椚e-ノ馳 f…【cpdaTG,-me[TPWunder kom-en]](Q)<n) 肋αトノア山γe g…・【cpda-n-Ze 血相邦励リ We C()朋β_ノダJ [TPZunderkom-en]] ム桓′ 00昭一jPJ 砂肝≠〝タタ7ごノj動ノ Regardingthepossibilityofagreementwiththe suqectinspec(TP),C,Tandvareall positive;theyallagreeatleastonsomeoccasion.Thus,1tisinvalidtoattributetheCase assignmenttospec(TP)toTsolelyforthereasonthatitagreeswiththeelementinspec(TP). NordoesthereseemtobeanyotherconvinclngreaSOntOaSSumeSO.Thefactisatleast COmPatiblewiththeaccountthattheCaseassignertothespec(TP)in(31a,b)istheCoutside theTP Complementizeragreementseenin(33)suggeststhatitisnotunnaturaltoassume thatthereisacompleteq)-SetinCinlanguagesevenwhentheydonotovertlyagree・ Infact,thereseemstobeacrucialcorrelationbetweentheexistenceofCandtheCaseof SPeC(TP)・Asin(34a,b),WheneverthereisaCdirectlyabovetheTR tbesuqectin SPeC(TP)bearSaCasewhosesourceisobviouslywithintheCP.Wheneverthereisnot,aSin (34c,d),thesu句ectbearSaCasethatisassignedbysomeelementinthematrixclause., (34)a・[cpCMaryisattendingtheconference] b・JolmpersuadedMary[cpCmOtoattendtheconference] C・Jolmexpected[TPMarytoattendtheconference] d・Maryislikely[TPMaFytOattendthec9hfbrence] ThisfactatleastsuggeststhatCistheCaseassignertospec(TP)inindicativeandcontroICPs andthatTisnotimplicatedinCaseasslgnment. 17 イ.2.蝕むgc£げ坤cおd瑚〝招γe∫ combinationトFin,+q)]within T,arefoundin languagessuchas伽ropean'portuguese.AlthoughtheTムfanihflectedi血itiveisLLFih], Inflectedin丘nitives,Which have the itssubjectmay,andinfactmust,bearNominativeCase,unlikethesuqectofnoninflected in丘nitives,WhichmaybearNu11Case・Inflectedin丘nitivesanduninnectedin丘nitivesare distinguishedbythepresenceofanagreementmOrPhemeonT・ a diGcil[eles aprova-r-em (35)a.ewIsera PrOpOStaト W況∂β櫛c〟〟肋邸油川聯和γβ一わーjタJ血ノダ′甲0∬J a b.*e甲Isera di鮎il[contigo aprova-r-eS prOf)OSta] wよ〟ゐe櫛c〟ゐγ0臥0ゐJ(鞘,叩Vピーわー2詣伽ク托pO∬J di鮎il[且⑬$aPrQYa-r-em a PrOPOSta] (甲,和VピーわーjPJ伽ク′甲0ぶαJ w払肝エc肋c.0む助ね柁櫛C〝ノブ a d・e甲Isera diBcil[PRO aprova-r PrOPq?ta] C・*epIse-los一色 山荘∂e顧c油 (甲,和Vピーわ血ク′て甲0∬J 鱒呼0∫0〃タβ7・●β釧 (36)inflectedinfimitivesinEuropeanPortuguese a.cu come-r- エ池沼eαトわーノ掬 b.tn come-トeS γ0肌肋椚eαトわー2馳 c、ele 鋸伽〝 come-r-0 d.n6s come-r-mOS 印相両地 we.地肌占αトわーJ力 e.v6s come-r,des γ0払Jわ桝eαトわーヱPJ f eles come-r-em 助郷肋椚eαトわーjPJ Atthispoint,itisobviousthat(29a)doesnotcoverthewholedistributionofNominative Case・(29a)asadescriptionofNbminativeCaseassignmentmustbesomehowmodiBed・ AsRaposo(1987三86)reports,innectedinnnitivesseemtoappearonlyinCasemarked envlrOnmentS: エ乎eCげ7ア a diBcil] (37)[TP[elesaprovarem proposta]sera 肋町(坪和Ve-わ一jアJめ叩托pO∬Jw〟エみe櫛C〟JJ Raposoanalyzes(35a)asanextraposed-Subjectversionof(37)・ 18 〟co〝甲ゐ桝e〃‖0タ (38)ed■ehtt占i6mcasa[ppsem[os.meninosverem]] J g〃Je柁d肋e 力0〟ぶe Wブ助0〟J肋e c加納〝∫eピーわーjf)J J荘co叩Pゐ椚β〃Jわカc肋′ee椚0如ピタ作成cαね∫ (39)a.eulamento [os、deputadosterem trabalhadopouco] 力餅e-わーjPJwor丘gd 加ゎ 娩e`桓フ〟如∫ J聯J b・*o Manel-(pensa/drmo/ 肋g 助成 血i研 des句ava)[os ルね力gd 陶c如ee椚0ぞルりニー levado arhigost?r.em 力血タ≠e〃ゐカ肌ピーわーギブ地力 「卸ねね桝jり仲cわmかり什0加0〃αク dlivro】 肋e占00ゑ (40)examplesoffactiveemotive・Predicates lamenter,deplorer,CenSurer;aPrOVar , J聯オーわ(≠勿わ柁-わCe〝∬柁-わ聯和γe-わ The fact that a DP can factive be the complementto emotives,but notto^ePISt如ics, declaratives,and.volitionals,朋i町(41,),TClariBesthatit・isCa畠emarkingbythematri音Verb thatisthecruCialfactorofacceptabilityin(39). (41)a.n6s・1amentamOS [DPOS pedidosdosJesuitas] We.牒酢甘 ∵・∵∴側紺叩郎呵卿れ如血仁一劇画東研戯画■ b・n6sla甲entam0竺[DPO(factode)[TPeles,terem reCebidopoucodinl1eiro】 「血血d∴・肋拍坤肥血村政最初融 。.、器一志{。enSよノY伽藍g裟慧忠霊て謡霊 和鱒血卯桓ゆ`坤γり、作0〟如〃α〃 触㌧∴∴娩油ト∴ d.*o 伽 ∵血血卜㌧ Manel〈pensa/afirmo/desqiava)[。PO(facto.de)[TPeles、receb占rem 娩甲柁Ceれ昭一わ二jアブ ∠加〃ゑ c血i椚 Wね力ed 助eカcJげ poucodinheiro] 〟め 加0〝町 田毎0∫0〝夕β7.・夕訓 Inflectedin丘nitivalsalsqappeqrascomplementtoCRinwhichcaseitislessclear,under OrdinaryassumptlOqS,thattheTPisasslgnedCase..Inthiscase,inversio中一isobligatoryand theCmustbeneithermatrixC,OVertCnor【+Wh]C. イFco〝甲ね椚β〃fわクJ呼0∫蕗b′‡αJ∝〃OHmαぬCP (42)a・eurlamento[cpterem[osdeputados知弧tral)alhadopouc9]] b.oManelpensJa[cpterem[TPOSamigos知弧1evadoolivro]]Rpistemiq) 19 C.OManelafirmo[cpterem[TPOSamigos触打倒孤1evadoolivro]](抜ckzrativり d・*oManeldes句ava[cpterem[TPOSamigos鹿町◎mlevadoolivro]]在oHtionaL) 伊呼0∫0〝タβ7.●タりノ (43)a.*【cpC eles a approvarem 肋印肋桝(準p和Ve-わーjPJ血ダ叩0∬J b.*eq)lsera di鮎il【cpque eles a aprovarem PrOPOSta] 娩αf肋砂油川(撃p和γβ一わーjPJ肋叩J甲P∬J W擢∂e櫛C〟〟 C・*eunao Jゐ〝富加釧 p;oposta] jantar] 触感〃〃ビア 助町ヱ〃Vブね一わーjPJ♪r sei[cpquemCeles90nvidarem W力0 ParaO RaposoarguesthatTcanbeasslgnedCa畠eifitisdislocatedtoCandisasslgnedCasethere. TtoCdislocationisassumedtobeimpossibleiftheTPisirrealisasip(42d),OriftheheadC isovertasin(43b)orspec(CP)is丘11edasin(43c),thedouble-COmplementizermterbeing thereasonfor(43b,C).Itisalsoassumedthat,血ilethematrixverbcanassignCasetoCin (42),thereisnoelementthatassignsCasetoTorCin(43a). BasedontheobservatioムsinI-ⅠVRaposomodi丘es(29a)asin(44)・(recastinmodern tems): (44)NominativeCaseisassignedasareflexofAgreewithTif a.Tbears【+Fin],Or b.TbearS【+q)]andTitselfisassignedsome(notnecessari1yNom)Case. (44b)assumes a 倉ameWOrk.Let us sortofCasetransmission,Whichcanhardlybeadoptedinthepresent directly observedis reinterpret Raposo's account.、Whatis that NominativeCaseasslgnmenttOthesu句ectofaninnectedin丘nitivelSPOSSibleonlyinaCase marked envirdnment:The most faithfu1account ofthis observationis thataninnected infinitival甘Pincas由Ⅰ-IIIisinfactselectedbyacategorythatmustbeCasemarked,namely DRandthatitsheadD Case enablestheNominative asslgnment.Inconnectiontothis, (41b)withtheomissionofbciodbis、SuggeStive.'ItclearlyshotvsthataDPcanselectan inflectedinfihitival-TP Therefore,OurSOlutiムntoI-IIIis(45)‥ (45)InlanguageSthatallowinflectedinfinitives,thereisD,Whichmaybeovertasin(41b)or nullandhasthefo1lowlngPrOPerties: a.ItcanselectトFin,+q)]TP b・LikeotherDs,itmustagreewiththeouterenvironmentandbeasslgnedCase・ c.AnalogouslytootherDs,Whichagree扇thitscomplementNRitAgreeswithand assignsNominativeCasetothespecifierspec(TP)ofitscomplement. ForIV(45)cannOtbeused.Indeed,IVcanbetakenasanempirica19VidencefbrwhatI SuggeStedinsection4.1,thatis,CalsoassignsCasetospec(TP)・Consideralso(41b)with Pctodb・kislikelythat鹿istheCaseassigner,Which-isperhapsaC・Now(42)simply showsthataninnectedin鮎itive,Whichhastheproperty[-Fin,+甲】,is、somehownot 20 COmPatiblewithirrealisandthattheheadCselectlnganinnectedin丘nitiveTPobligatorily CauSeSinversion.(43)showsthatmatrixC,OVertCand[十Wh]Cdonotselect[-Fin,+q)] Tosumup,OurmOdificat享OntO(29a)is(46)‥ (46)NominativeCaseisassignedtospec(TP)asareflexofAgreewithCorDthatselects 【+甲】TP. 4・j・助吻庭中グCb〝如才Cb〟∬∫坤r…わCぬ如朗 AsnotedbyWatanabe(1993),thein丘nitivalTaloneisinsufncienttodistinguishthecases OfNullCase asslgnment VS.Accusative Case Case asslgnment/no tO asslgnment the infinitivalsu句ect. (47)a.Jolmtried[cpC[TPmOtowintherace]] b.*Jolmbelieved[TPmOtohavewontherace] C.*itseems(toJolm)[TPmOtobeinte11igent] IfiobyitselfwerecapableofassigningNullCasetospec(TP),theunacceptabilityof(47b,C) WOuldbeamystery.ThecruCialfactordistinguishingthese casesisthepresence ofC. Thus,Watanabe(1993,1996)elaboratesaCasetheoryinwhichCmustbeinvoIvedinCase asslgnmenttOSu句ectswithNullCaseorNominativeCase.Heworkswithinthe倉amework inwhichitisbelievedthatCaseasslgnmenttakesplacebasicallyinahead-SpeCCOn丘guration. Perhaps solelyforthisreason,he assumesthatthe Case assignerto invoIveCinCaseasslgnment,heassumesthatTthathasasslgned spec(TP)is T.Tb Casemustgointoa fo1low-uPrelationwithC・EvenifTin(47b,C)hastheabilitytoassignNullCase,theT WillnotbeabletobeinvoIvedinthefollow-uPprOCedureintheabsenceofC.Tlms,the PreSenCeOfCcorrelateswithcontroIvs.ECM/raisingdistinction,thoughonlyindirectly. Sincethereis morphologicaldistinctionbetweenthe tosin(47),tO make distinctionbetweenioin(47a)andioin(47b,C)canbemotivatedsolelybytheory-intemal no overt a reasons・Occam'srazorprefersthetheorythatdoesnotmakethisdistinction.Watanabe apparentlychoosestheprefbrableoption:heassumesthattoin(47)uniformlyhastheability toasslgnNullCase.However;thesimplicityisbrokenwhenweconsiderthein丘nitival COmPlementizerhr: (48)[cpfor[TPhimtosoIvetheproblem]]isnotimpossible Thoughtoin(48)ismorphologicallyidenticaltothatin(47),itisinevitabletoassumethat the toin(48)is di飴rent&om the onein(47)under 21 his theory;in thatit has an Accusative-CaseasslgnlngPrOPerty.Rather,1tSeemSthatin丘nitivalC,unlikeT,COrrelates WiththeCaseofspec(TP): (49)a.Jolmtried[cp(C/*for)PROtowintherace] b.itisnotimpossible[cp(*C/for)himtosoIvetheprムblem] C.Iwa山(払りhmtoleave Whenweexaminetheparadigmin(47-49),itbecomesclearthatthereisnoempirical reasonto assumethatT playsanyroleindistinguishingthe cases.The factisthat,the existenceofthenu11in丘nitivalCissufncie山toaccomplishNullCaseasslgnm6ntand、the existenceofthein丘nitivalc?mPlementizerPrissufncienttoaccomplishAccusativeCase asslgnment・Thisis also shownbythe鮎tthattherole ofTa畠a Case'a?Slgnerin Watahabe'stheorylStitular.Thenbe,the-simplestaccd血tisthatCit畠elfPistheCaseasslgner tospec(TP): (50)NullCaseisassignedasareflexofAgree、*itbthehvllCt坤亭elects[一叶Ti>・ 4.イ.蝕むec∠q′且αけ Without.anythingad¢edtothe、Ordin町y往CCOuntin(51a),BCMsubjects丘tintothelooser to believe、that・the reason account,narPely(6).・However;thereis POSt-OPPrationalstructureisratherasin(51b),inwhichtheECMsu句ectis′disIpcatedto VerSion of our spec(VP).Thence,、thiscaseagainrealizesレtherestrictedcよsen.,=lof(6)・. Thus,Lasnikand Saito(1991)observe,byusingBindingConditionsC andA,thatthe SubjectofECMin血itivesisdislocatedtoapositionthat?-C?mmandstheadjuncttothe matrixclauseandthatthisdislocationisconnectedtoAccusativeCasecheckingbythematrix verb,aSCanbecon丘rmedbythecontrastivebehaviorofthenominalasslgnedAccusative Casebyanelementotherthanthematrixverb: (52)a.?*JoanbelieveshimltObeagenius[evenmoreferventlythanBob'岳1niotherdoes] b.?JoanWantS(C/for)himltObesuccessfu1【evenmoreferventlythanBob'slmOther does】 c.?IbelievedthoselmentObeunreliable[becauseofeachother'sIStatementS] d・??*Iwantedtho軍?lrP?n(C/for)tobeRred,[やecauseofeachother'sIStat?mentS] ¢ぁわ戊α〝d励まわ〝タタJづ2γ32鋸 Toyieldthecorrectc-COmmandcon丘guration,thesu句ectofthein丘nitivemustもe・locatedat least ashighas spec(VP),eVenifwe acceptthe assumptionthatthereis athirdverbal segment,tOWhichana句unctcana4ioin.Thus,WeareConsideringthestrudure【1Suthaslin (53): 23 (53) vP /へ、 ∬⑳忍皿 Ⅴ' /〈\ believes Vp /へ\ hm V, /へ V W 〈 VP a句unct /へ\ V TP 一_′へ 払五mtobeagenius 5.A5SOCiateo一触 Chomsky(2000,2001)analysesthe・eXPletive-ihe7?COnStruCtionasinvoIvingNominative/ AccusativeCaseasslgnmentOftheassociatebyT/v Underthisaccount,thee坪1etive thereisnotassignedCase. (54)a.thereislikelytobeaproblem l J b.weexpecttheretobeasolution HoweveちthereisevidencethatshowsthattheexpletiveiheTeisasslgnedCaseatleastin EnglishandSpanish,thoughthismaynotbethecaseinIcelandicandGerman,Whichhave expletiveconstruCtionswithunergative/tranSitiveverbs.First,mOrethanoneProbecanbe relatedtoaslngleassociate: (55)a.therelooks[cpasifthereisaproblemwiththisanalysis] b.therelook[cpasifthereareproblemswiththisanalysis] 「Gねα≠〝タタタづ勃 SincetheassociatecannotAgreewithandbeasslgnedCasebymultipleProbes,SOmething elsemustbeAgreelngWiththeProbes.Theexpletivethe7eS,Whichcorrespondone-tO.One withtheProbes,muStbewhatAgreeswiththeProbes. 24 Second,theassociatemaybeanAccusativecliticintheSpanishnullexpletiveconstruCtion, whichusesthevetb`have,ratherthananunaccusativeverb. (56)a.叩Jlo-bめia Cエん加.鞄功飢e b.叩Jlos-babian Cムん加c.タんカ(Ⅳe.PJ hombre C.e坪Ihbiaun 力αVe α 椚α〃 d.eqlhabian dos hombres カの′g・PJ加0桝e〝 仲α〃ね砂 「G和αJ〃タタタ.・j刃ノ TheNominativeCasemustthenbeasslgnedtosomethingelse,Whichmustbetheexpletive. SincethesefactsshowthatexpletivesareasslgnedCase,itfo1lowsthattheassociatesare asslgned Case舟om somewhere most else.The strongly accepted alternativeisthatthe associateisassignedPartitiveCasebytheunaccusativeverb,aSPrOPOSedbyLBelletti(1988). ThisanalysisisalsosupportedindependentlyofthefactregardingCaseasslgnmenttOthen. First,thede丘nitenesse飴ctisobserved;theassociate'DPmustbeweakinthe senseof Milsark(1974,1977).Thisfactfo1lowsiftheassociatehastobeassignedPartitiveCase. (57)a.thereisa/*thewolfatthedoor b.therewassomeone/*everyoneintheroom C.*therewasthelawoftheexcludedmiddleexplained d.*therewasFrank'sarticlementioned e.*therewereJolmandMarycycilngalongthecreek f*therewereal1viewpolntSCOnSidered g・*therewaseachpackageinspected Second,theexistentialconstructionrequlreSaCertaintypeofverb.Thisfact seemsto ShowthattheassociateneedstobearaCasethatcanbeprovidedonlybythislimitedrangeof Vefbs・Theclassofvetbsincludeinherentlyunaccusativeverbs: (58)a.weconsiderthere(1ikely)*(tobe)amanintheroom b.Iwantthere*(tobe)someonehereat6:00 C.IwantSOmeOne(tobe)hereat6:00 d.?there*(arrived)abus ¢α∽戊〃タタ2.・jβ`抄 The classis parameterized with respect to thelanguage;itincludes unaccusative)verbsinItalianbutnotinEnglish: 25 passive(derived (59)a.る stato messo 血び∂ee〝ク〟≠ un/*・i卜Iibro sultavolo 血∂00鬼0ク班¢ぬ占ゐ,仲〟頑..・ α b.*therehasbeenputabookonthetable 直.・βビ/んメタりノ夕餉ごり.・占ご上α…丑/ノ州ユ●jリ ThiscanbeexplainedbyassumlngthatinItalian,butnotinEnglish,・Accusative.vetbscan asslgnPartitiveCaseandthatPartitiveCaseisnotabsotbedbypassivization・' AsnotedbyLasnik(1992),thePartitiveCaseanalysisgivesa'uni丘?dexplaムatiohtosome factsthat are explained Chomsky(1995,知0).,.Fitst,the unsystematicallyby Case requlrementOfd2eTeeXplainsthedistributionoftheT?: Chseless わwerthere伽elqs$ (60)a.*itseemstheretobeamanhere b.*thereislikelytheretobeamanhere 肋H(力se c.*ItriedCtheretob占amanh占re Genetiveαおe′、 d.*there,菖arri)al・Ofa叩an e.there・isamanhere肋m伽e、 fweconsidertheretobea叩anhere AcqChe‥ .¢一Cごエム∫〃鱒〝タクマづβ2てj叫¢・_由ら椚卸什 Second,Sintetheassociateofanexpletive,aSOPPO寧edto,anECMsubject,.isassl!ned PartitiveCas6initsbaseposition,itbecome主inactiveandlcannotmovefurtherfbrCase reaSOnS: (61)a.*thereislikely[someonetobe・$⑳m母⑬阻母here] b.thereislikely[他⑪町⑪tObesomeonehere] c.Ibelieve[someonetobe$⑬m⑪⑬m⑪here] d.*Ibelieve[tobesomeonehere] ThisexplahationhakesunnecessarythelaSSumptlOnOfapreference、ofMergeoverMoveandi accordingly,theconceptofNumerationandSub⊥AmyassumedinChomsky(1995,2000)・・ However,thepictureisnotthateasy・AspointedoutbyHowardLasnik(P・C・),mOVement ispossiblewithconstruCtionswithouttheexp16ti)e: (62)someoneis【s⑬m⑪⑬m⑰here] ThisshowsthatpartitiveCaseasslgnmentrequlreSaneXPletive・Sincethereisnoexpletive in(62),partitiYeCas6assignmentcannOttakeplace・1・Hencemovementofsomeoneis allowed. Caseis Hence,WeadoptthehypothesisthatPartitive asslgnedtotheassociate・In consideringthepost-OPerationalcon丘gurationwithrespeCttOPartitiveCaseasslgnment,the 26 POSition ofthe associate the and Probe must beidenti丘ed.Regarding・theLformer,■the extractabilityofthewh-phrasein(63a,d,e)atteststhatthecategoryfo1lowingt expletiveconstruCtioninthesecasesisasmallclauseandnotaslngleDR-sidihgwithaclear instanCe(63b)ofthesma11clausecomplementconstruCtionandopposin苧Cle?r?aSeS(63c,g, h)ofsimpletransitives.Wemayassumethateveninthecaseswithoutl■ムcatives,・thereis SOmePrq)eCtionbetweentheverb▼andtheassociateoftheexpletive. (63)a.inwhichlakearethere[manyfishinⅦ鮎地且ak⑪] b.inwhichlakedoyouwant[scsomefishinwhi曲孔ak母] C・*inwhichlakedidyoudiscuss[DPm?TyB聖聖融攣摘鮎】 d・inqualelagoci sono[moltipescl皿mquaA母且喝0] ゐ耽椚讐γβ成 伽柁アビ 。.芸慧力笠慧…笠椚s。㌘岩霊草p.母S頼11諾勅 f*quantlPeSCinellagocISOnO[qu弧血p@S¢五皿戚且喝¢】 ね伽山鹿 g.*inqualelagohai[。Pdiscusso 加w力わ力血お力卯e.γ0〝 h*.quanti,,PeSCi..・hai 月蝕椚叩メ成 moltipeSCi・in耶劇毒乱ag⑳] d鮎c〟∬ed椚α町脚 discus亭0[DP脚弧血p昏琴6五・nel・1ago] 成dγ0〟ゐc〟∬ 血伽ぬ如 i.[DPquantipescinellago]haidiscusso[,P御an仕五p@Sゐilm馴喝⑬】 何イJエα∽戊〝タタ2づ夕5-jタ¢/ふブごか仇血〝夕βりc庇df〃エα馴メ鬼〃タタ初 Regarding the Probe,the fact that Partitive Case asslgnmentis a peculiarlty Ofthe hnaccusative、VerbsandthatPartitiveCase・isim血unetoCaseabso痺t10ninpassivization, whiehi、Srelatedtoguppressionofthefunctionoftheheadv,iuggeststhatthePartitiveCase asslgne(isJtheheadVdfthe、lowervetb segment:NoⅦ;・We h島Vetwo post-OPerati6nal eon丘gurations・:in'the脇eXpletiveconstruCtions::OnerelatedtotheCaseas・Slgnmehtof・ihere byCorvandtheotherrelatedtbLthePartitiveCaseasslgnmehtofthea畠soeiatebyV: 27 CP/vP (64) /〈\ /へ T' /へ\ T l /へ …VP… /へ\ VP Ⅴ /へ\ 業 Ⅹp(=Smallclause) /へ 準重責 Ⅹ BothofthemareinstanCeSOfP-SpeC(cmp(P))con丘guration.TheagreementbetweenT/v andtheassociateofthenremainsunsoIved. `.Spec(CP) Intheprecedingsections,WereCOnSideredthepost-Op寧rationalcon丘gurationsin(2)and defended take theform which asin(4),allof P-SPeC(cmpげ)),Inthissection,WeeXtendthedomainofconsiderationtotheA-barsystem・ the position that they町e aCtual1y Namely,WeCOnS車derthepost-OPerationa!conngurations、COnCerningthe[+Wh]featurein SPeC(CP)andsuggestthattheyalsotaketheformP-SPeC(cpp(P))・ `J.加ね〝聯ガWα〃d月e血加e(わ紺地椚 Itiswidelyknownthatamatrixv占d)eitherprohibits(65a-d),OPtionallyallows(65e-h)or requires(65i-1)thespeci丘erofitscomplementCPtobefi11edwitha[+Wh]element・The divisioncrosscutsthetypeoftheembeddedclause;(65a,b,e,f:i,j)haveindicative,Whereas (65c,d,g,h,k,1)have・COntrOlinBnitives: (65)a.Ibelieve[cpthatMarytookaclassonsyntax] b.*Ibelieve[cpwhichclassMarytook] C.Iprefer[cpC即Ototakeaclassonsyntax] d.*Iprefer【cpwhichclassCPROtotake] e.Iknow[cpthatMarytookaclassonsymtaX] 【Ⅰknow[cpwhichclassMarytook] g,Billdetemined[cpCmOtotakeaclassonsyntax] 28 h・Billdetemined[cpwhichclassCmOtotake] i・*Iwonder[cpthatM4rytOOka.classonsymtaX] j.Iwonder[cpwhichclassMarytook] k・*letusconsider[cpCPROtotakeaclassonsyntax] 1・1etusconsider[cpwhichclassCPROtotake】 Thoughthisvariabilityofclausesisassumedtobeduetoacomplexselectionofclausetype, itispossibletoeliminatethe[iWh]distinction倉omselectionbyattributingthesourceofthe VariabilitytoAgree,withuninterpretable[+Wh]inX=Vin(66)asPandtheWhelementin SPeC(CP)oftheembeddedclauseas叩): Ⅹp (66) /へ\ Ⅹ Cp /へ Wh C, Thisanalysiscanbeextendedtomatrixinterrogativesandrelative clausesbyassumlngSOme externalpr毎ection,XPin(66),inthesecases,WhoseheadXisresponsibleforAgreeingwith 【+Wb】. 丘2・加お〃〝e威αおα抑′q′助ccβ戚veq′CJわβねわcα如〝 ItisknownthattheacceptabilityofWhextractionoutofanembeddedclause■dependson thematrixverb・Erteschik(1973)observesthattheacceptabilityof(67a)variesaccordingto Whatvetbfi11sintheunderlinedpart.Theacceptabilityisgivenin(67g-i). (67)a・[cpwhatdidyou_((to)them)[cpv抽舶thathehaddone血]] b・??【cpwhatdidthepapereditorialize[cpw払如thatMcGovernhaddoneⅦ他紙]] C・??[cpwhatgooddeeds′didthepri?Steulogize[cp融威g⑳⑳dd@@dsthatthemanhよd accomplisbed融成g⑳⑳虚血母⑪ds】】 d・??【cpwhatdidshepurr[cが細融thatFredhadgivenherⅦ他紙]】 e・*【cpwhatdidshesimper【cp血thathomeeconomicswasⅦ血如】] f*【cpwhatdidAbehseraulutate[cpwh離thatmacrobioticcookingwoulddoⅦ也如for you]】 g.acceptable:5tVitea7甲Orf,a777tOLLnCe h・queStionable:grunちhollermumurmumbh,mutterTP'W;SC7℃am,ShouちSigh,SnOri, ∫加〝桝βぢWαゴムw加〝e,ね花e∬C血ブ研 i・bad:◆ク〟叩朗∬(β成ねrね肋e,β〟吻e,COO,ノgeぢr〟椚みゐ,ぷJ〝甲eぢ〟乎,ヴゆ,C和魂 成cねお,加叩∽掬,〟血ぬお,d〝f桝αルビrJ 働ね∫C加ゑ〝タ7jJ∂一組 29 Erteschikgivesapragmaticaccountofthisfact,but・iti・Stempt!ngtQeXPlainitsyntactically・ factisthattheintermediatelanding^OftheWh-Phrasein The a speciner dfCP position dependsontheverbofwhichtheWh-Phraseisthespeci丘erbfitscompleinent・:Thence,We maysimplyassumethatonlythevefbsthatacceptlmterhediatelandingcan.optIOnallybeara by [+Wh]fbature,aCCOmPanied an"[+anti-Wh-feature]."The[+Wh]feature triggers dislocationbftheWh-Phrasetotheintermediatespec(CP),Whereasthe・[+anti-Wh-fbatur6] PrOhibitstheWh-Phrase倉ombeingle氏thereatsemanticinterpretation・・ Ⅴ' (68) /へ、 V CP /へ\ 闇租 C' TheanalysiscanbeextendedtocapturetheappositivecasesoftheComplexNPConstraint, SimplybyassumlngthatnounsneverbearSuChafeature・ 、(69)1N' /〈\ N CP /へ\ 闇租 C' 7.Case.amdrhase So軸,WedeclaredCaseasslgnerSSuChasvforAccusaative,CforNominative/Null,D forNominative,andprobablyiPLforObliqueCase・-・Thesecategoriesarerem血scentofthe PhaseheadsannOワnCedintheliter血re(Chomsky(2OOO,:2001)):=v*,′C一(andp6rbapsD)・ Oneideathatcbm由tomindisthatthepha占einth占sen畠eofChomskyis?OnneCtedtoCase asslgnment: (70)AcategoryisapbaseifF・itsheadassignsCaseto)SOmeCategOry・ Although,(70)correqlydescribestheexcep,fionalb'eh?Viorofw甲kv?asa如sehead,itis notclearatthisp.ointwhetherthereisempiricalmaterial'tha;.supp6rts(70)・Ifthereisan instance。fC。,D(。rP)thatd。eSnOtaSSignCase:andwhoseprdectiondoesnムtbehaveasa phase,OrifthereisaninstanCeOfaheadotherthanv,C,D;andPthatasslgnS・a-Caseand whosepr句占ctionbehavesasaphase,thatmightbeevidencefor(70)・Ifthisisontheright track,thenthereasonforthecorrelationmightbethatassignmentofCaseinducesSpell-Out, 30 WhichisrelatedtothenatureofLPhases.Atpresent,though,(70)isonlyaspeculationand Wewi11notgofurtherintothisissue. 乱Identi秒img珊 Aswesawintheprecedingsections,thepost-0perationalcon丘gurationsthatwereanalyzed as(2)turnedoutbeasin(4).Al1con丘gurationsin(4),aSWe11asthepost-OPerational COn丘gurations concerningthe[+Wh]fbaturein spec(CP),taketheformP-SPeC(cmp(P)). GeneralizingtheempiricaldomaintoincludelongdistanCeCaseasslgnmerrt,thedescrlPtlOn Ofpost-OPerationalcon丘gurationsseemstobeas(6),with(4)manifestingthespecialcasen= ‖= (6;rePeated)Post-OPerationalconfigurationsarereStrictedtoP-SPeC(CmPnU))),n=1,2,.‥. Inthis section,Weidentifythe theorem POSition,a that fo1lows positionthatEPP 負・Om(6)plays selects a as7てP).In determiningthe cruCialrole.This theoremis "0peration-&ee"inthesensethatitdoesnotevenpresupposeMerge,Ortheoperationthat amountstoit,tObebottom-uPaSisassumedinChomsky(1995,2000,2001).Nevertheless, atleast(72)seemstobearequisiteforanytheory.Thenotation(71)isborrowed倉om Sawada(2000b). (71)Not如ion a.oa:theoperation(Merger)thatcreatesα b・Oi>qf:OPerationoipreCedesoperationq7inthederivation (72)Assumption:mOnOtOnicityofheadinsertion IftherearethreecategoriessuchthattheyareCOnneCtedbysubstitution,butnotby 農豊富霊琵霊慧霊黒霊謂1?謬警翠1ニ謬誓顎警 ㌔1. Now,aSIpreviouslynotedinsectionl,(6),withassumption(72),entails(73). (73)Tbeorem Apost-OPFrationalcon丘gurationP-SPeC(cmp(P))isP-TU')unlessthenominalinthis COnfiguratlOnWaSPreViouslyintroducedintothatpositionbythedirectneeds interfaces. /へ 黍 cmp(P) /へ 31 ofthe Proof AssumethatthereisaProbePISuChthatitspo・St-OPerational・COn丘gurat主onis Pl-SPeC(CmP(Pl))andis further.that Pl-G(Pl).Assume the nominal・G(Pl)= SPeC(cmp(Pl))isnotintroducedintothatpositionbythedirectneedsoftheinterface. Then,G(Pl)isintroducedbyMergeconcomitanttoAgree・SinceG(Pl)existsヲPdorto totheoperaion,invlovlngPl,theremustbesomeProbeP2SuChthatinsertionofP2 Pr9Cedesinsertion ofPland AgreeinvoIvingP2CreatS G(Pl)サi.e、,G(ア1)・=7げ2)・ Under(6),岬2)mustbeoftheformSPeC(cmp?げ2)):{ (i) /へ P二去 …ⅩP‥. \ / Ⅹ" Gげ1) =Sp諾‰))⊥ Ⅹ PlmuStbeinsertedinto(i)sothatthecon負gurationPl-SpeC(CmP(Pl))=Pl-G(Pi)larises‥ (ii)㌃I 大 /へ ア1 / ⅩP \ Ⅹ' G(Pl) =7てP2) =SpeC(cmp乃げ2)) =SpeC(Cmp.げ1)) /へ\ Ⅹ Thereis no way to construCt(ii)&om(i)without assumpt10nSleadtocontradiction・ violating(72)∴∵Hence,}the ■ (73)tellsusthatthepost-OPerationalcon丘gurationP-SpeC(cmp(P))in(4ⅠⅠ,IV)isi一叩), 32 sincethepositionofthenominalinthesecon丘gurationscannotbeattestedtoanyoftheditect needsoftheinterfaces,SuChasselection,0-markingorstylisticdislocation・Thus,Wehavea con丘gurationthatisP一叩)andisP-SPeC(cmp(P)).Thesimplesthypothesisregardingthe natureof叩)istふatthe岬)thatEPPselectsisumiformforarbitraryP.Ths‥ (7;rePeated)TV)=SpeC(cmp(P)),forarbitraryP・ Thisiswhatweconclude丘omtheargumentsintheprecedings?Ctions・ 9.SpeculatiomonⅡowDerivationProceeds SinceaTargetiscreatedasaresultofAgree-MergeinducedbyaProbe,thepropertyof beingtheTarget7てP)ofAgree-MergeinducedbyProbePentails(74): (74),Ir叩)=qtben㌔>0α・ Intheprevioussections,WedefendedtheclaimthatぺX)〒SpeC(CP)and7てC)=SpeC(TP)in StruCtureSlike(75)andthatぺv)=SPeC(VP)inECMconstructions・ 33 (75) / \ Ⅹ CP /へ\ C' SpeC(CP) /へ、 C Tp /へ、 SpeC(W)T' /〈\ T vp /へ SpeC(ヽ中)Ⅴ' /へ、 W V /〈\ SpeC(W)V Tbus,Weget: (76)a.0Ⅹ>oSpe¢(Cp) b..oC>oSpeC(TP) c.oV>oSPeC(VP)(inECMconstruCtions). Ifweadd(77)tothenatureofsyntacticderivations,andsti11maintain(72),(76)1eadsusto aninterestingviewconcerninghowderivationproceeds.(77b)fo1lowsthespiritofPesetsky (1989). a・宗野n13詳解芯欝霊泡P2beheads・Ifo"1>oSpeCq b.earliness:AProbeinducesAgreeimmediatelya氏eritisinserted. Firstofall,COmbining(76)with(77a)yields(78): (7S)a.oT>0甲¢C(VP) b.0V>oSp¢C(Ⅶ) Next,WeCanCOnneCtthe"ordering倉agments"in(76,78)undertheconditions(72,77b)to get the pICture Ofwhat a derivation of a clause wouldlooklike.Interestlngly,the nrst assumptlOnSareStrictenoughtoleaveuswithonlytwoalternatives.The di蝕rent録om the ordinary bottom-uP accountwiththe 34 OPeration oneis Merge,eXCept not so thatit requlreStuCkinglnOfspeci丘ersunderahead;WhichisreminiscentoftuckinglnOfmultiple SPeCi丘ersinthesenseofRichards(1997). (79)oV>oV>oSpeC(VP)>oT>oSpeC(VP)>oC>oSpeC(TP)>oX>oSPeC(CP) Yp Z' → Z' → /へ\ /へ\ ∠二ゝ Z YP Z YP /〈\ ∠二ゝ ノSPeC(YP)Y' ∠二ゝ The Itisthata doesnotrequlretuCkingln,butrequlreSanambitiousview secondone derivationproceedsinasimpletop-downfashion・ (80)oX>oSPeC(Ci)>oC>oSPeC(TP)>oT>oSPeC(VP)>oV>oSPeC(VP)>oV ∠=ゝ→ ZP ∠=ゝ ∠=ゝ → ZP ZP /へ /へ SpeC(ZP)Z' Z' spec(ZP) 〈 Z Yp Thdugh'thelsecbndalternativ占-seemstobeambitioilS,itssilmplicityascomparedto.the-nrst ohemight'suggestthat<itisth6correctone.■、InfaCt,thisLtyPe6fde;i)ationhasrecentlybさen developedbysomeinqividuals,includingme(Sawada(2000a))・l 10.Summary In'thispaper,☆e'teconsideredthe'con丘ghrationsthatarise'a氏6rthらoperationAgree・The CaSeSObservPdallmanifestaP-SPeC(cmp(P))con丘guration・Takinglongdistance■Case assignmentintbcohsideration,P-SPeC(cmpnU)))s`eemstosufnceEfo;thedescription-ofthe tvholeミdisthbutiohoftheconngurationa姦etAgre6・Fromthis,ヤederiv盲 SPeC(Cmp(P)),WhichentailsoP>oSpeC(Cmpげ))」forcas?占dbetbtheやPirationsp narro☆syntax.■Assumlng・homogeneltyOfphraseconstrtlCtioh,We、areledt'obP> ospelc(cmpの)ingeneral・ThisglVeS.u亨aninterestlngViewonhowderivationproceeds・ Deri■vationproceedseither倉omthebott6mup,requlrlngSPeCinetstotuckinbelowheads, ● 35 ▲ Or entirely倉omthetopdown,withnoneedoftucki喝1n. 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